{
  "crd_number": 113046,
  "slug": "prospero-financial-planning-llc-noblesville-in-113046",
  "primary_business_name": "PROSPERO FINANCIAL PLANNING, LLC",
  "legal_name": "PROSPERO FINANCIAL PLANNING, LLC",
  "dbas": [],
  "city": "Noblesville",
  "state": "IN",
  "country": "United States",
  "cbsa_code": "26900",
  "metro": {
    "cbsa_code": "26900",
    "common_name": "Indianapolis",
    "msa_name": "Indianapolis-Carmel-Greenwood, IN",
    "path": "/advisors/in/indianapolis"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2009-03-26",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2024-03-29",
  "carried_forward": false,
  "raum_total": 4499085.0,
  "raum_discretionary": 4499085.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 4499085.0,
      "count": 12
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "IN"
  ],
  "websites": [
    "https://prosperofp.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113046",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "NOBLESVILLE",
  "url": "https://advisorcensus.com/firm/prospero-financial-planning-llc-noblesville-in-113046",
  "display_name": "Prospero Financial Planning, LLC",
  "summary": "Prospero Financial Planning, LLC is a state-registered investment advisory firm in Noblesville, IN, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2024.",
  "citation": "AdvisorCensus. Prospero Financial Planning, LLC (CRD 113046): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Prospero Financial Planning, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prospero Financial Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Prospero Financial Planning, LLC located?",
      "a": "Prospero Financial Planning, LLC's principal office is in Noblesville, IN, according to its Form ADV."
    },
    {
      "q": "Is Prospero Financial Planning, LLC registered with the SEC or a state?",
      "a": "Prospero Financial Planning, LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 113046."
    },
    {
      "q": "How much does Prospero Financial Planning, LLC manage?",
      "a": "Prospero Financial Planning, LLC reports $4,499,085 in regulatory assets under management in its Form ADV filing dated March 29, 2024 (100% discretionary)."
    },
    {
      "q": "What types of clients does Prospero Financial Planning, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12)."
    },
    {
      "q": "Does Prospero Financial Planning, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113046"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/prospero-financial-planning-llc-noblesville-in-113046.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 4499085.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113046",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}