# Prosperity Wealth Planning LLC

> Prosperity Wealth Planning LLC is an SEC-registered investment advisory firm in Irvine, CA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.

- CRD: 315163
- Filed as: PROSPERITY WEALTH PLANNING LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: August 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315163
- AdvisorCensus page: https://advisorcensus.com/firm/prosperity-wealth-planning-llc-irvine-ca-315163

## Quick answers

**How is Prosperity Wealth Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prosperity Wealth Planning LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Prosperity Wealth Planning LLC charge?**
Its Form ADV Part 2A brochure dated August 25, 2026 states: Flat fee: $1,500 to $3,500 (comprehensive financial planning); Hourly rate: $325 to $500 an hour (follow-up work such as plan reviews, updates, and revisions…); Hourly rate: $150 an hour (Additional meetings requested beyond the initial and annual…); Flat fee: up to $750 (a separate comprehensive financial plan requested outside…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Prosperity Wealth Planning LLC located?**
Prosperity Wealth Planning LLC's principal office is in Irvine, CA, according to its Form ADV; the September 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Prosperity Wealth Planning LLC registered with the SEC or a state?**
Prosperity Wealth Planning LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 315163.

**How much does Prosperity Wealth Planning LLC manage?**
Prosperity Wealth Planning LLC reports $269,224,678 in regulatory assets under management in its Form ADV filing dated August 25, 2026 (100% discretionary).

**How have Prosperity Wealth Planning LLC's assets and staff changed since 2021?**
In the Form ADV data for Prosperity Wealth Planning LLC: Regulatory assets under management: $0 in the October 2021 data and $269,224,678 in the October 2026 data. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prosperity Wealth Planning LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (111); individuals (other than high net worth individuals) (61); corporations or other businesses not listed above (1).

**Which custodians does Prosperity Wealth Planning LLC use?**
Prosperity Wealth Planning LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prosperity Wealth Planning LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315163

**Does Prosperity Wealth Planning LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 25, 2026 says: "PWP generally requires a household minimum of $1,000,000 for any of PWP’s services. This minimum is negotiable."

**What changed in Prosperity Wealth Planning LLC's recent Form ADV filings?**
In the May 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 25, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> PWP generally requires a household minimum of $1,000,000 for any of PWP’s services. This minimum is negotiable.

- Flat fee: $1,500 to $3,500 (comprehensive financial planning)

> The negotiated fixed rate for comprehensive financial planning generally ranges from $1,500 to $3,500, depending on the complexity of the plan.

- Hourly rate: $325 to $500 an hour (follow-up work such as plan reviews, updates, and revisions…)

> Following the completion of a comprehensive financial plan, financial planning services are available at an hourly rate between $325 and $500 per hour, depending on the complexity of the need

- Hourly rate: $150 an hour (Additional meetings requested beyond the initial and annual…)

> Additional meetings requested beyond the initial and annual review meeting may be billed at a fixed rate of $150 per hour.

- Flat fee: up to $750 (a separate comprehensive financial plan requested outside…)

> If a separate comprehensive financial plan is requested outside the scope of the onboarding review, a fixed fee of up to $750 may apply.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $269,224,678
- Discretionary: $269,224,678
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 61 | $29,217,730 |
| High net worth individuals | 111 | $239,101,341 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $905,607 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Frisco, TX
- Long Beach, CA

### Websites listed on Form ADV (Item 1.I)
- prosperitywealthplanning.com
- vimeo.com/prosperitywealthplanning
- Facebook @carolannechavanne
- LinkedIn @54316992
- YouTube @SuperchargeYourFinances

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 4 | October 1, 2021 |
| October 2022 | $117,305,710 | 4 | April 26, 2022 |
| October 2023 | $128,428,286 | 4 | September 26, 2023 |
| October 2024 | $172,937,293 | 5 | August 29, 2024 |
| October 2025 | $216,112,863 | 6 | July 1, 2025 |
| October 2026 | $269,224,678 | 7 | August 25, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $269,224,678 in the October 2026 data.
Total employees: 4 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Employees performing advisory functions went from 3 to 4.

### April 2026
- Regulatory assets under management went from $216,112,863 to $269,224,678 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prosperity Wealth Planning LLC (CRD 315163): Form ADV filing data as of October 2026.