# Prosperity Advisory Group LLC

> Prosperity Advisory Group LLC is an SEC-registered investment advisory firm in Victor, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 310720
- Filed as: PROSPERITY ADVISORY GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Victor, NY
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310720
- AdvisorCensus page: https://advisorcensus.com/firm/prosperity-advisory-group-llc-victor-ny-310720

## Quick answers

**How is Prosperity Advisory Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prosperity Advisory Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Prosperity Advisory Group LLC located?**
Prosperity Advisory Group LLC's principal office is in Victor, NY, according to its Form ADV.

**Is Prosperity Advisory Group LLC registered with the SEC or a state?**
Prosperity Advisory Group LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310720.

**How much does Prosperity Advisory Group LLC manage?**
Prosperity Advisory Group LLC reports $216,021,904 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary).

**How have Prosperity Advisory Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Prosperity Advisory Group LLC: Regulatory assets under management: $33,340,746 in the October 2021 data and $216,021,904 in the October 2026 data, up 548%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prosperity Advisory Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (88).

**Which custodians does Prosperity Advisory Group LLC use?**
Prosperity Advisory Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Prosperity Advisory Group LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310720

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 10, 2026)

- Minimum annual fee: $1,000

> The Advisor imposes a minimum annual fee of $1,000. This fee may be waived at the sole discretion of the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $216,021,904
- Discretionary: $216,021,904
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 156 | $52,300,007 |
| High net worth individuals | 88 | $163,721,897 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2020 (5 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, NH, NY, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310720

### Websites listed on Form ADV (Item 1.I)
- prosperityadv.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $33,340,746 | 4 | March 18, 2021 |
| October 2022 | $218,055,873 | 4 | July 8, 2022 |
| October 2023 | $176,791,877 | 3 | April 25, 2023 |
| October 2024 | $196,822,842 | 5 | September 26, 2024 |
| October 2025 | $207,423,491 | 4 | July 14, 2025 |
| October 2026 | $216,021,904 | 5 | July 10, 2026 |

Regulatory assets under management: $33,340,746 in the October 2021 data and $216,021,904 in the October 2026 data, up 548%.
Total employees: 4 in October 2021 and 5 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prosperity Advisory Group LLC (CRD 310720): Form ADV filing data as of October 2026.