{
  "crd_number": 310720,
  "slug": "prosperity-advisory-group-llc-victor-ny-310720",
  "primary_business_name": "PROSPERITY ADVISORY GROUP LLC",
  "legal_name": "PROSPERITY ADVISORY GROUP LLC",
  "dbas": [],
  "city": "Victor",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "40380",
  "metro": {
    "cbsa_code": "40380",
    "common_name": "Rochester",
    "msa_name": "Rochester, NY",
    "path": "/advisors/ny/rochester"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-10-13",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-07-10",
  "carried_forward": false,
  "raum_total": 216021904.0,
  "raum_discretionary": 216021904.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 52300007.0,
      "count": 156
    },
    "high_net_worth_individuals": {
      "raum": 163721897.0,
      "count": 88
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 2,
  "states_registered": [
    "FL",
    "NH",
    "NY",
    "TX"
  ],
  "websites": [
    "https://prosperityadv.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310720",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "VICTOR",
  "url": "https://advisorcensus.com/firm/prosperity-advisory-group-llc-victor-ny-310720",
  "display_name": "Prosperity Advisory Group LLC",
  "summary": "Prosperity Advisory Group LLC is an SEC-registered investment advisory firm in Victor, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.",
  "citation": "AdvisorCensus. Prosperity Advisory Group LLC (CRD 310720): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Prosperity Advisory Group LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prosperity Advisory Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Prosperity Advisory Group LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 10, 2026 states: Flat fee: up to $3,000 (Initial financial plan development); Flat fee: $500 a year (Ongoing Annual Review); Hourly rate: $100 to $300 an hour (Cash Flow Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Prosperity Advisory Group LLC located?",
      "a": "Prosperity Advisory Group LLC's principal office is in Victor, NY, according to its Form ADV."
    },
    {
      "q": "Is Prosperity Advisory Group LLC registered with the SEC or a state?",
      "a": "Prosperity Advisory Group LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310720."
    },
    {
      "q": "How much does Prosperity Advisory Group LLC manage?",
      "a": "Prosperity Advisory Group LLC reports $216,021,904 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary)."
    },
    {
      "q": "How have Prosperity Advisory Group LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Prosperity Advisory Group LLC: Regulatory assets under management: $33,340,746 in the October 2021 data and $216,021,904 in the October 2026 data, up 548%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Prosperity Advisory Group LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (88)."
    },
    {
      "q": "Which custodians does Prosperity Advisory Group LLC use?",
      "a": "Prosperity Advisory Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Prosperity Advisory Group LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation) and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310720"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 33340746.0,
      "total_employees": 4,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 218055873.0,
      "total_employees": 4,
      "filing_date": "2022-07-08"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 176791877.0,
      "total_employees": 3,
      "filing_date": "2023-04-25"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 196822842.0,
      "total_employees": 5,
      "filing_date": "2024-09-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 207423491.0,
      "total_employees": 4,
      "filing_date": "2025-07-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 216021904.0,
      "total_employees": 5,
      "filing_date": "2026-07-10"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$1,000",
    "planning_fees": [
      "Flat fee: up to $3,000 (Initial financial plan development)",
      "Flat fee: $500 a year (Ongoing Annual Review)",
      "Hourly rate: $100 to $300 an hour (Cash Flow Consulting)"
    ],
    "figures": [
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $1,000"
        ],
        "quotes": [
          "The Advisor imposes a minimum annual fee of $1,000. This fee may be waived at the sole discretion of the Advisor."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: up to $3,000 (Initial financial plan development)"
        ],
        "quotes": [
          "Initial financial plan development - The Initial financial plan development is a one-time engagement offered for a fixed fee ranging up to $3,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 a year (Ongoing Annual Review)"
        ],
        "quotes": [
          "Ongoing Annual Review – Ongoing financial planning reviews are charged a fixed fee of $500 per year."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $100 to $300 an hour (Cash Flow Consulting)"
        ],
        "quotes": [
          "PAG offers cash flow consulting services on an hourly basis. Hourly fees range from $100 to $300 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 1000.0,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": null,
          "max": 3000.0,
          "period": "one_time",
          "service": "Initial financial plan development"
        },
        {
          "kind": "flat",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "Ongoing Annual Review"
        },
        {
          "kind": "hourly",
          "amount": null,
          "min": 100.0,
          "max": 300.0,
          "period": "hour",
          "service": "Cash Flow Consulting"
        }
      ]
    },
    "quotes": [
      "The Advisor imposes a minimum annual fee of $1,000. This fee may be waived at the sole discretion of the Advisor.",
      "Initial financial plan development - The Initial financial plan development is a one-time engagement offered for a fixed fee ranging up to $3,000.",
      "Ongoing Annual Review – Ongoing financial planning reviews are charged a fixed fee of $500 per year.",
      "PAG offers cash flow consulting services on an hourly basis. Hourly fees range from $100 to $300 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/prosperity-advisory-group-llc-victor-ny-310720.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 156,
      "fewer_than_5": false,
      "raum": 52300007.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 88,
      "fewer_than_5": false,
      "raum": 163721897.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310720",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}