# Prosperitea Planning

> Prosperitea Planning is an SEC-registered investment advisory firm in Greenfield, MA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 282041
- Filed as: PROSPERITEA PLANNING
- Legal name: Tea & Taxes Company DBA Prosperitea Planning
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenfield, MA
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282041
- AdvisorCensus page: https://advisorcensus.com/firm/prosperitea-planning-greenfield-ma-282041

## Quick answers

**How is Prosperitea Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Prosperitea Planning reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other.

**Where is Prosperitea Planning located?**
Prosperitea Planning's principal office is in Greenfield, MA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Prosperitea Planning registered with the SEC or a state?**
Prosperitea Planning is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 282041.

**How much does Prosperitea Planning manage?**
Prosperitea Planning reports $176,890,177 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (100% discretionary).

**What types of clients does Prosperitea Planning serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (63); individuals (other than high net worth individuals) (58).

**Which custodians does Prosperitea Planning use?**
Prosperitea Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prosperitea Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282041

**What changed in Prosperitea Planning's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $124,992,422 to $176,890,177 (+42%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $176,890,177
- Discretionary: $176,890,177
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 58 | $29,633,829 |
| High net worth individuals | 63 | $147,130,982 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $125,366 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- San Diego, CA

### Websites listed on Form ADV (Item 1.I)
- prosperiteaplanning.com
- Facebook @ProsperiTeaPlanning
- LinkedIn @prosperitea-planning
- LinkedIn @wendy-marsden-cpa-cfp
- X @MARSDEN_WENDY

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $124,992,422 to $176,890,177 (+42%).

### February 2026
- Registered or notice-filed in NH.

### January 2026
- Added an office in San Diego, CA.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prosperitea Planning (CRD 282041): Form ADV filing data as of October 2026.