# Prospera Funds, Inc.

> Prospera Funds, Inc. is an SEC-registered investment advisory firm in Isle of Palms, SC, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 331765
- Filed as: PROSPERA FUNDS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Isle of Palms, SC
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331765
- AdvisorCensus page: https://advisorcensus.com/firm/prospera-funds-inc-isle-of-palms-sc-331765

## Quick answers

**How is Prospera Funds, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Prospera Funds, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Prospera Funds, Inc. located?**
Prospera Funds, Inc.'s principal office is in Isle of Palms, SC, according to its Form ADV.

**Is Prospera Funds, Inc. registered with the SEC or a state?**
Prospera Funds, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 331765.

**How much does Prospera Funds, Inc. manage?**
Prospera Funds, Inc. reports $4,554,486 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Prospera Funds, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Prospera Funds, Inc.: Regulatory assets under management: $0 in the October 2025 data and $4,554,486 in the October 2026 data. Total employees: 2 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prospera Funds, Inc. serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Prospera Funds, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331765

**Does Prospera Funds, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2025 says: "The minimum capital contribution (“Capital Contribution”) of an investor in the Fund is $50,000."

**What changed in Prospera Funds, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $4,554,486. Registered or notice-filed in FL, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2025)

- Account minimum: $50,000

> The minimum capital contribution (“Capital Contribution”) of an investor in the Fund is $50,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $4,554,486
- Discretionary: $4,554,486
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $4,554,486 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NY, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prosperafunds.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | March 31, 2025 |
| October 2026 | $4,554,486 | 4 | March 31, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $4,554,486 in the October 2026 data.
Total employees: 2 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $4,554,486.
- Registered or notice-filed in FL, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prospera Funds, Inc. (CRD 331765): Form ADV filing data as of October 2026.