# Prosper Private Wealth

> Prosper Private Wealth is an SEC-registered investment advisory firm in Mesa, AZ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 333708
- Filed as: PROSPER PRIVATE WEALTH
- Legal name: Prosper Private Wealth, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mesa, AZ
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/333708
- AdvisorCensus page: https://advisorcensus.com/firm/prosper-private-wealth-mesa-az-333708

## Quick answers

**How is Prosper Private Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Prosper Private Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.

**How much does Prosper Private Wealth charge?**
Its Form ADV Part 2A brochure dated May 12, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Prosper Private Wealth located?**
Prosper Private Wealth's principal office is in Mesa, AZ, according to its Form ADV.

**Is Prosper Private Wealth registered with the SEC or a state?**
Prosper Private Wealth is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 333708.

**How much does Prosper Private Wealth manage?**
Prosper Private Wealth reports $150,821,334 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).

**How have Prosper Private Wealth's assets and staff changed since 2025?**
In the Form ADV data for Prosper Private Wealth: Regulatory assets under management: $112,686,573 in the October 2025 data and $150,821,334 in the October 2026 data, up 34%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prosper Private Wealth serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (32); individuals (other than high net worth individuals) (19).

**Which custodians does Prosper Private Wealth use?**
Prosper Private Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Prosper Private Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333708

**Does Prosper Private Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated May 12, 2026 says: "Our Firm typically requires a minimum account size of $1,000,000 for advisory accounts. However, sometimes, at our sole discretion, we may accept smaller accounts based on various criteria"

**What changed in Prosper Private Wealth's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2. Regulatory assets under management went from $112,686,573 to $150,821,334 (+34%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated May 12, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Our Firm offers investment management services for an annual fee based on the amount of assets under management. Our maximum annual fee can be up to 2.00%, and we have a minimum account size of $1,000,000.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Our Firm typically requires a minimum account size of $1,000,000 for advisory accounts. However, sometimes, at our sole discretion, we may accept smaller accounts based on various criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $150,821,334
- Discretionary: $150,821,334
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 19 | $13,330,596 |
| High net worth individuals | 32 | $137,490,738 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NH, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prosperpw.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $112,686,573 | 3 | March 4, 2025 |
| October 2026 | $150,821,334 | 3 | September 2, 2026 |

Regulatory assets under management: $112,686,573 in the October 2025 data and $150,821,334 in the October 2026 data, up 34%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $112,686,573 to $150,821,334 (+34%).

### February 2026
- Registered or notice-filed in CA, NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prosper Private Wealth (CRD 333708): Form ADV filing data as of October 2026.