# Prospect Enhanced Yield Management, LLC

> Prospect Enhanced Yield Management, LLC is an SEC-registered investment advisory firm in West Palm Beach, FL, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 335748
- Filed as: PROSPECT ENHANCED YIELD MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Palm Beach, FL
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335748
- AdvisorCensus page: https://advisorcensus.com/firm/prospect-enhanced-yield-management-llc-west-palm-beach-fl-335748

## Quick answers

**How is Prospect Enhanced Yield Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prospect Enhanced Yield Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Prospect Enhanced Yield Management, LLC located?**
Prospect Enhanced Yield Management, LLC's principal office is in West Palm Beach, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Prospect Enhanced Yield Management, LLC registered with the SEC or a state?**
Prospect Enhanced Yield Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335748.

**How much does Prospect Enhanced Yield Management, LLC manage?**
Prospect Enhanced Yield Management, LLC reports $31,702,469 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Prospect Enhanced Yield Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Prospect Enhanced Yield Management, LLC: Total employees: 60 in October 2025 and 61 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prospect Enhanced Yield Management, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Prospect Enhanced Yield Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335748

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $31,702,469
- Discretionary: $31,702,469
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $31,702,469 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 61 total, 9 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Darien, CT
- New York, NY

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 60 | April 1, 2025 |
| October 2026 | $31,702,469 | 61 | March 25, 2026 |

Total employees: 60 in October 2025 and 61 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prospect Enhanced Yield Management, LLC (CRD 335748): Form ADV filing data as of October 2026.