{
  "crd_number": 335748,
  "slug": "prospect-enhanced-yield-management-llc-west-palm-beach-fl-335748",
  "primary_business_name": "PROSPECT ENHANCED YIELD MANAGEMENT, LLC",
  "legal_name": "PROSPECT ENHANCED YIELD MANAGEMENT, LLC",
  "dbas": [],
  "city": "West Palm Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-05-05",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-25",
  "carried_forward": false,
  "raum_total": 31702469.0,
  "raum_discretionary": 31702469.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 61,
  "advisory_employees": 9,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 31702469.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335748",
  "city_as_filed": "WEST PALM BEACH",
  "url": "https://advisorcensus.com/firm/prospect-enhanced-yield-management-llc-west-palm-beach-fl-335748",
  "display_name": "Prospect Enhanced Yield Management, LLC",
  "summary": "Prospect Enhanced Yield Management, LLC is an SEC-registered investment advisory firm in West Palm Beach, FL, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.",
  "citation": "AdvisorCensus. Prospect Enhanced Yield Management, LLC (CRD 335748): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Prospect Enhanced Yield Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prospect Enhanced Yield Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Prospect Enhanced Yield Management, LLC located?",
      "a": "Prospect Enhanced Yield Management, LLC's principal office is in West Palm Beach, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Prospect Enhanced Yield Management, LLC registered with the SEC or a state?",
      "a": "Prospect Enhanced Yield Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335748."
    },
    {
      "q": "How much does Prospect Enhanced Yield Management, LLC manage?",
      "a": "Prospect Enhanced Yield Management, LLC reports $31,702,469 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)."
    },
    {
      "q": "How have Prospect Enhanced Yield Management, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Prospect Enhanced Yield Management, LLC: Total employees: 60 in October 2025 and 61 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Prospect Enhanced Yield Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does Prospect Enhanced Yield Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335748"
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 60,
      "filing_date": "2025-04-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 31702469.0,
      "total_employees": 61,
      "filing_date": "2026-03-25"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/prospect-enhanced-yield-management-llc-west-palm-beach-fl-335748.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 31702469.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335748",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}