# Prominent Financial Planning LLC

> Prominent Financial Planning LLC is a state-registered investment advisory firm, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 15, 2026.

- CRD: 165836
- Filed as: PROMINENT FINANCIAL PLANNING LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: January 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165836
- AdvisorCensus page: https://advisorcensus.com/firm/prominent-financial-planning-llc-165836

## Quick answers

**How is Prominent Financial Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prominent Financial Planning LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).

**Is Prominent Financial Planning LLC registered with the SEC or a state?**
Prominent Financial Planning LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165836.

**How much does Prominent Financial Planning LLC manage?**
Prominent Financial Planning LLC reports $41,600,000 in regulatory assets under management in its Form ADV filing dated January 15, 2026 (100% discretionary).

**What types of clients does Prominent Financial Planning LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (14).

**Does Prominent Financial Planning LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165836

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $41,600,000
- Discretionary: $41,600,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $9,200,000 |
| High net worth individuals | 14 | $32,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prominentfp.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prominent Financial Planning LLC (CRD 165836): Form ADV filing data as of October 2026.