{
  "crd_number": 332503,
  "slug": "prometheus-wealth-management-sam-monaco-332503",
  "primary_business_name": "PROMETHEUS WEALTH MANAGEMENT SAM",
  "legal_name": "PROMETHEUS WEALTH MANAGEMENT SAM",
  "dbas": [],
  "city": "Monaco",
  "state": null,
  "country": "Monaco",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-02-19",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": 1243311098.0,
  "raum_discretionary": 260729942.0,
  "raum_non_discretionary": 982581156.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 9,
  "advisory_employees": 6,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 526954064.0,
      "count": 58
    },
    "insurance_companies": {
      "raum": 115397398.0,
      "count": 8
    },
    "pension_profit_sharing": {
      "raum": 577565.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 550344695.0,
      "count": 70
    },
    "corporations_other_businesses": {
      "raum": 50037376.0,
      "count": 13
    }
  },
  "compensation_types": [
    "commissions",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 5,
  "states_registered": [],
  "websites": [
    "https://linkedin.com/company/prometheus-wm/posts?feedView=all",
    "https://prometheus-wm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332503",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(3)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "MONACO",
  "url": "https://advisorcensus.com/firm/prometheus-wealth-management-sam-monaco-332503",
  "display_name": "Prometheus Wealth Management SAM",
  "summary": "Prometheus Wealth Management SAM is an SEC-registered investment advisory firm in Monaco, Monaco, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 5, 2026.",
  "citation": "AdvisorCensus. Prometheus Wealth Management SAM (CRD 332503): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Commissions",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Prometheus Wealth Management SAM compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prometheus Wealth Management SAM reports these compensation arrangements: a percentage of assets under its management; commissions; performance-based fees."
    },
    {
      "q": "How much does Prometheus Wealth Management SAM charge?",
      "a": "Its Form ADV Part 2A brochure dated March 5, 2026 states: Asset-based fee: 0.75% to 1.25% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Prometheus Wealth Management SAM located?",
      "a": "Prometheus Wealth Management SAM's principal office is in Monaco, Monaco, according to its Form ADV."
    },
    {
      "q": "Is Prometheus Wealth Management SAM registered with the SEC or a state?",
      "a": "Prometheus Wealth Management SAM is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 332503."
    },
    {
      "q": "How much does Prometheus Wealth Management SAM manage?",
      "a": "Prometheus Wealth Management SAM reports $1,243,311,098 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (21% discretionary)."
    },
    {
      "q": "How have Prometheus Wealth Management SAM's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Prometheus Wealth Management SAM: Regulatory assets under management: $949,996,894 in the October 2025 data and $1,243,311,098 in the October 2026 data, up 31%. Total employees: 9 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Prometheus Wealth Management SAM serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (70); individuals (other than high net worth individuals) (58); corporations or other businesses not listed above (13)."
    },
    {
      "q": "Which custodians does Prometheus Wealth Management SAM use?",
      "a": "Prometheus Wealth Management SAM's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Edmond de Rothschild, Julius Baer and UBS as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Prometheus Wealth Management SAM report any disciplinary disclosures?",
      "a": "Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332503"
    },
    {
      "q": "Does Prometheus Wealth Management SAM state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 5, 2026 says: \"Generally, Prometheus Wealth Management intends its client to have a minimum of USD $1,000,000 of assets under management.\""
    },
    {
      "q": "What changed in Prometheus Wealth Management SAM's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Item 11 disclosure answers changed: 5 yes answers, previously 4 (now yes: 11.D(4), 11.D(5); now no: 11.G). Regulatory assets under management went from $949,996,894 to $1,243,311,098 (+31%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 949996894.0,
      "total_employees": 9,
      "filing_date": "2025-02-19"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1243311098.0,
      "total_employees": 9,
      "filing_date": "2026-03-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Item 11 disclosure answers changed: 5 yes answers, previously 4 (now yes: 11.D(4), 11.D(5); now no: 11.G).",
        "Regulatory assets under management went from $949,996,894 to $1,243,311,098 (+31%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 5, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.75% to 1.25% a year",
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.75% to 1.25% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Typically, depending on the size of assets under management, Prometheus Wealth Management charges between 0.75% and 1.25% per annum."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "Generally, Prometheus Wealth Management intends its client to have a minimum of USD $1,000,000 of assets under management."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.75,
        1.25
      ],
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Typically, depending on the size of assets under management, Prometheus Wealth Management charges between 0.75% and 1.25% per annum.",
      "Generally, Prometheus Wealth Management intends its client to have a minimum of USD $1,000,000 of assets under management."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Edmond de Rothschild",
      "name_as_filed": "EDMOND DE ROTHSCHILD",
      "affiliated": false
    },
    {
      "name": "Julius Baer",
      "name_as_filed": "JULIUS BAER",
      "affiliated": false
    },
    {
      "name": "UBS",
      "name_as_filed": "UBS",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/prometheus-wealth-management-sam-monaco-332503.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 58,
      "fewer_than_5": false,
      "raum": 526954064.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 70,
      "fewer_than_5": false,
      "raum": 550344695.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 577565.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 8,
      "fewer_than_5": false,
      "raum": 115397398.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 13,
      "fewer_than_5": false,
      "raum": 50037376.0
    }
  ],
  "disclosure_line": "Reports 5 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332503",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}