# Profit Strategies, Inc.

> Profit Strategies, Inc. is a state-registered investment advisory firm, registered since 2001, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 24, 2026.

- CRD: 112976
- Filed as: PROFIT STRATEGIES, INC.
- Legal name: Profit Strategies, Incorporated
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: July 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/112976
- AdvisorCensus page: https://advisorcensus.com/firm/profit-strategies-inc-112976

## Quick answers

**How is Profit Strategies, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Profit Strategies, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Profit Strategies, Inc. registered with the SEC or a state?**
Profit Strategies, Inc. is a state-registered investment advisory firm, registered since 2001. Status as filed: APPROVED. CRD 112976.

**How much does Profit Strategies, Inc. manage?**
Profit Strategies, Inc. reports $27,718,600 in regulatory assets under management in its Form ADV filing dated July 24, 2026 (60% discretionary).

**What types of clients does Profit Strategies, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (7).

**Does Profit Strategies, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112976

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $27,718,600
- Discretionary: $16,520,298
- Non-discretionary: $11,198,302

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $3,616,520 |
| High net worth individuals | 7 | $20,536,440 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,565,640 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- profitstrategy.com
- Facebook @ProfitStrategiesInc
- LinkedIn @profit-strategies-inc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Profit Strategies, Inc. (CRD 112976): Form ADV filing data as of October 2026.