# Professional Wealth Management Services LLC

> Professional Wealth Management Services LLC is an SEC-registered investment advisory firm in Statesville, NC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 150266
- Filed as: PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Statesville, NC
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150266
- AdvisorCensus page: https://advisorcensus.com/firm/professional-wealth-management-services-llc-statesville-nc-150266

## Quick answers

**How is Professional Wealth Management Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Professional Wealth Management Services LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Professional Wealth Management Services LLC charge?**
Its Form ADV Part 2A brochure dated January 30, 2026 states: Flat fee: $500 (PWMS Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Professional Wealth Management Services LLC located?**
Professional Wealth Management Services LLC's principal office is in Statesville, NC, according to its Form ADV.

**Is Professional Wealth Management Services LLC registered with the SEC or a state?**
Professional Wealth Management Services LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 150266.

**How much does Professional Wealth Management Services LLC manage?**
Professional Wealth Management Services LLC reports $136,154,234 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (100% discretionary).

**How have Professional Wealth Management Services LLC's assets and staff changed since 2022?**
In the Form ADV data for Professional Wealth Management Services LLC: Regulatory assets under management: $117,700,055 in the October 2022 data and $136,154,234 in the October 2026 data, up 16%. Total employees: 4 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Professional Wealth Management Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (41); high net worth individuals (19).

**Which custodians does Professional Wealth Management Services LLC use?**
Professional Wealth Management Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Professional Wealth Management Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150266

**Does Professional Wealth Management Services LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 30, 2026 says: "PWMS does not require a minimum account size but instead relies on determination of suitability in opening and maintaining accounts."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 30, 2026)

- Account minimum: None

> PWMS does not require a minimum account size but instead relies on determination of suitability in opening and maintaining accounts.

- Flat fee: $500 (PWMS Financial Planning)

> PWMS Financial Planning clients are billed directly a maximum, one-time, fixed/flat fee of $500.00 payable 50% in advance and balance upon completion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $136,154,234
- Discretionary: $136,154,234
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 41 | $13,932,143 |
| High net worth individuals | 19 | $122,222,091 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prowealthmgt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $117,700,055 | 4 | September 9, 2022 |
| October 2023 | $107,183,678 | 4 | March 27, 2023 |
| October 2024 | $118,982,199 | 4 | March 27, 2024 |
| October 2025 | $128,784,322 | 3 | March 7, 2025 |
| October 2026 | $136,154,234 | 3 | January 30, 2026 |

Regulatory assets under management: $117,700,055 in the October 2022 data and $136,154,234 in the October 2026 data, up 16%.
Total employees: 4 in October 2022 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Professional Wealth Management Services LLC (CRD 150266): Form ADV filing data as of October 2026.