{
  "crd_number": 336802,
  "slug": "process-wealth-llc-roseville-ca-336802",
  "primary_business_name": "PROCESS WEALTH LLC",
  "legal_name": "PROCESS WEALTH LLC",
  "dbas": [],
  "city": "Roseville",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "40900",
  "metro": {
    "cbsa_code": "40900",
    "common_name": "Sacramento",
    "msa_name": "Sacramento-Roseville-Folsom, CA",
    "path": "/advisors/ca/sacramento"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2025-07-25",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 13549949.0,
  "raum_discretionary": 13549949.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 865620.0,
      "count": 3
    },
    "high_net_worth_individuals": {
      "raum": 12684329.0,
      "count": 8
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://linkedin.com/in/scott-van-epps-9831bb364",
    "https://processwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336802",
  "disclosure_items": [
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "ROSEVILLE",
  "url": "https://advisorcensus.com/firm/process-wealth-llc-roseville-ca-336802",
  "display_name": "Process Wealth LLC",
  "summary": "Process Wealth LLC is a state-registered investment advisory firm in Roseville, CA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Process Wealth LLC (CRD 336802): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Process Wealth LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Process Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Process Wealth LLC located?",
      "a": "Process Wealth LLC's principal office is in Roseville, CA, according to its Form ADV."
    },
    {
      "q": "Is Process Wealth LLC registered with the SEC or a state?",
      "a": "Process Wealth LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 336802."
    },
    {
      "q": "How much does Process Wealth LLC manage?",
      "a": "Process Wealth LLC reports $13,549,949 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Process Wealth LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (8); individuals (other than high net worth individuals) (3)."
    },
    {
      "q": "Does Process Wealth LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/336802"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/process-wealth-llc-roseville-ca-336802.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 865620.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 8,
      "fewer_than_5": false,
      "raum": 12684329.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336802",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}