# Probity Advisors, Inc.

> Probity Advisors, Inc. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 121849
- Filed as: PROBITY ADVISORS, INC.
- Also doing business as: NESTING EASY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/121849
- AdvisorCensus page: https://advisorcensus.com/firm/probity-advisors-inc-dallas-tx-121849

## Quick answers

**How is Probity Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Probity Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Probity Advisors, Inc. charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $100 to $250 an hour (Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Probity Advisors, Inc. located?**
Probity Advisors, Inc.'s principal office is in Dallas, TX, according to its Form ADV.

**Is Probity Advisors, Inc. registered with the SEC or a state?**
Probity Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 121849.

**How much does Probity Advisors, Inc. manage?**
Probity Advisors, Inc. reports $859,437,305 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Probity Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Probity Advisors, Inc.: Regulatory assets under management: $561,936,206 in the October 2021 data and $859,437,305 in the October 2026 data, up 53%. Total employees: 10 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Probity Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (391); high net worth individuals (152); pension and profit sharing plans (but not the plan participants or government pension plans) (14).

**Which custodians does Probity Advisors, Inc. use?**
Probity Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Probity Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/121849

**What changed in Probity Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $731,792,868 to $859,437,305 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Minimum annual fee: $100

> Accounts are subject to a minimum annual fee of $100.

- Hourly rate: $100 to $250 an hour (Financial Planning)

> Our Financial Planning fees are calculated and charged on an hourly basis, ranging from $100 to $250 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $859,437,305
- Discretionary: $857,786,868
- Non-discretionary: $1,650,437

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 391 | $130,656,798 |
| High net worth individuals | 152 | $531,823,572 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 14 | $91,378,240 |
| Charitable organizations | 5 | $12,928,254 |
| Corporations or other businesses not listed above | 5 | $92,650,441 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2002 (23 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CA, CO, FL, KS, MA, NE, NY, OK, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- probityadvisors.com
- Facebook @ProbityAdvisors
- LinkedIn @ProbityAdvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $561,936,206 | 10 | March 30, 2021 |
| October 2022 | $657,053,469 | 7 | March 17, 2022 |
| October 2023 | $587,396,474 | 8 | September 20, 2023 |
| October 2024 | $630,181,725 | 9 | May 16, 2024 |
| October 2025 | $731,792,868 | 9 | March 27, 2025 |
| October 2026 | $859,437,305 | 9 | March 27, 2026 |

Regulatory assets under management: $561,936,206 in the October 2021 data and $859,437,305 in the October 2026 data, up 53%.
Total employees: 10 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $731,792,868 to $859,437,305 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Probity Advisors, Inc. (CRD 121849): Form ADV filing data as of October 2026.