# Proactive Advisors, LLC

> Proactive Advisors, LLC is a state-registered investment advisory firm in Lexington, KY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 1, 2026.

- CRD: 147332
- Filed as: PROACTIVE ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lexington, KY
- Filing period: October 2026
- Form ADV filing dated: March 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/147332
- AdvisorCensus page: https://advisorcensus.com/firm/proactive-advisors-llc-lexington-ky-147332

## Quick answers

**How is Proactive Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Proactive Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**Where is Proactive Advisors, LLC located?**
Proactive Advisors, LLC's principal office is in Lexington, KY, according to its Form ADV.

**Is Proactive Advisors, LLC registered with the SEC or a state?**
Proactive Advisors, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 147332.

**How much does Proactive Advisors, LLC manage?**
Proactive Advisors, LLC reports $56,800,715 in regulatory assets under management in its Form ADV filing dated March 1, 2026 (2% discretionary).

**What types of clients does Proactive Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (47); high net worth individuals (21).

**Does Proactive Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/147332

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $56,800,715
- Discretionary: $1,162,425
- Non-discretionary: $55,638,290

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 47 | $10,687,778 |
| High net worth individuals | 21 | $46,112,937 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- proactiveadvisors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Proactive Advisors, LLC (CRD 147332): Form ADV filing data as of October 2026.