# Private Wealth Management of North Carolina LLC

> Private Wealth Management of North Carolina LLC is an SEC-registered investment advisory firm in Henderson, NC, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 149889
- Filed as: PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Henderson, NC
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149889
- AdvisorCensus page: https://advisorcensus.com/firm/private-wealth-management-of-north-carolina-llc-henderson-nc-149889

## Quick answers

**How is Private Wealth Management of North Carolina LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Private Wealth Management of North Carolina LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Private Wealth Management of North Carolina LLC charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Asset-based fee: up to 0.8% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Private Wealth Management of North Carolina LLC located?**
Private Wealth Management of North Carolina LLC's principal office is in Henderson, NC, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Private Wealth Management of North Carolina LLC registered with the SEC or a state?**
Private Wealth Management of North Carolina LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 149889.

**How much does Private Wealth Management of North Carolina LLC manage?**
Private Wealth Management of North Carolina LLC reports $162,758,782 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**How have Private Wealth Management of North Carolina LLC's assets and staff changed since 2021?**
In the Form ADV data for Private Wealth Management of North Carolina LLC: Regulatory assets under management: $117,375,856 in the October 2021 data and $162,758,782 in the October 2026 data, up 39%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Private Wealth Management of North Carolina LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (232); high net worth individuals (35); charitable organizations (2).

**Which custodians does Private Wealth Management of North Carolina LLC use?**
Private Wealth Management of North Carolina LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Private Wealth Management of North Carolina LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149889

**What changed in Private Wealth Management of North Carolina LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $146,669,769 to $162,758,782 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Asset-based fee: up to 0.8% of assets a year (the maximum the brochure states)

> The maximum annual fee charged for this service will not exceed 0.80%. Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance or arrears based on the value of your account on the last day of the previous quarter.

> Our firm’s fees are generally negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $162,758,782
- Discretionary: $162,758,782
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 232 | $50,479,325 |
| High net worth individuals | 35 | $95,411,251 |
| Charitable organizations | 2 | $16,868,206 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2016 (9 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Raleigh, NC

### Websites listed on Form ADV (Item 1.I)
- [pwmofnc.com](https://pwmofnc.com)
- Facebook @PWMOFNC
- LinkedIn @PRIVATE-WEALTH-MANAGEMENT-OF-NC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $117,375,856 | 4 | January 14, 2021 |
| October 2022 | $153,469,026 | 4 | June 24, 2022 |
| October 2023 | $145,692,362 | 4 | September 14, 2023 |
| October 2024 | $165,092,436 | 4 | February 26, 2024 |
| October 2025 | $146,669,769 | 3 | March 17, 2025 |
| October 2026 | $162,758,782 | 3 | March 17, 2026 |

Regulatory assets under management: $117,375,856 in the October 2021 data and $162,758,782 in the October 2026 data, up 39%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $146,669,769 to $162,758,782 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Private Wealth Management of North Carolina LLC (CRD 149889): Form ADV filing data as of October 2026.