{
  "crd_number": 149889,
  "slug": "private-wealth-management-of-north-carolina-llc-henderson-nc-149889",
  "primary_business_name": "PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC",
  "legal_name": "PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC",
  "dbas": [],
  "city": "Henderson",
  "state": "NC",
  "country": "United States",
  "cbsa_code": "25780",
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-10-10",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-17",
  "carried_forward": false,
  "raum_total": 162758782.0,
  "raum_discretionary": 162758782.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 16868206.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 50479325.0,
      "count": 232
    },
    "high_net_worth_individuals": {
      "raum": 95411251.0,
      "count": 35
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NC",
    "TX"
  ],
  "websites": [
    "https://facebook.com/PWMOFNC",
    "https://linkedin.com/COMPANY/PRIVATE-WEALTH-MANAGEMENT-OF-NC",
    "https://pwmofnc.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149889",
  "city_as_filed": "HENDERSON",
  "url": "https://advisorcensus.com/firm/private-wealth-management-of-north-carolina-llc-henderson-nc-149889",
  "display_name": "Private Wealth Management of North Carolina LLC",
  "summary": "Private Wealth Management of North Carolina LLC is an SEC-registered investment advisory firm in Henderson, NC, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.",
  "citation": "AdvisorCensus. Private Wealth Management of North Carolina LLC (CRD 149889): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Private Wealth Management of North Carolina LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Private Wealth Management of North Carolina LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Private Wealth Management of North Carolina LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 17, 2026 states: Asset-based fee: up to 0.8% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Private Wealth Management of North Carolina LLC located?",
      "a": "Private Wealth Management of North Carolina LLC's principal office is in Henderson, NC, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Private Wealth Management of North Carolina LLC registered with the SEC or a state?",
      "a": "Private Wealth Management of North Carolina LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 149889."
    },
    {
      "q": "How much does Private Wealth Management of North Carolina LLC manage?",
      "a": "Private Wealth Management of North Carolina LLC reports $162,758,782 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary)."
    },
    {
      "q": "How have Private Wealth Management of North Carolina LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Private Wealth Management of North Carolina LLC: Regulatory assets under management: $117,375,856 in the October 2021 data and $162,758,782 in the October 2026 data, up 39%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Private Wealth Management of North Carolina LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (232); high net worth individuals (35); charitable organizations (2)."
    },
    {
      "q": "Which custodians does Private Wealth Management of North Carolina LLC use?",
      "a": "Private Wealth Management of North Carolina LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Private Wealth Management of North Carolina LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149889"
    },
    {
      "q": "What changed in Private Wealth Management of North Carolina LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $146,669,769 to $162,758,782 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 117375856.0,
      "total_employees": 4,
      "filing_date": "2021-01-14"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 153469026.0,
      "total_employees": 4,
      "filing_date": "2022-06-24"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 145692362.0,
      "total_employees": 4,
      "filing_date": "2023-09-14"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 165092436.0,
      "total_employees": 4,
      "filing_date": "2024-02-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 146669769.0,
      "total_employees": 3,
      "filing_date": "2025-03-17"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 162758782.0,
      "total_employees": 3,
      "filing_date": "2026-03-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $146,669,769 to $162,758,782 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 17, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "0.8% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 0.8% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The maximum annual fee charged for this service will not exceed 0.80%. Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance or arrears based on the value of your account on the last day of the previous quarter.",
          "Our firm’s fees are generally negotiable."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 0.8,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The maximum annual fee charged for this service will not exceed 0.80%. Our firm’s fees are billed on a pro-rata annualized basis quarterly in advance or arrears based on the value of your account on the last day of the previous quarter.",
      "Our firm’s fees are generally negotiable."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/private-wealth-management-of-north-carolina-llc-henderson-nc-149889.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 232,
      "fewer_than_5": false,
      "raum": 50479325.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 35,
      "fewer_than_5": false,
      "raum": 95411251.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 16868206.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149889",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}