{ "crd_number": 104707, "slug": "private-management-group-inc-irvine-ca-104707", "primary_business_name": "PRIVATE MANAGEMENT GROUP INC", "legal_name": "PRIVATE MANAGEMENT GROUP INC", "dbas": [], "city": "Irvine", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1986-09-26", "years_registered": 40, "period": "2026-10-01", "filing_date": "2026-07-31", "carried_forward": false, "raum_total": 4903675907.0, "raum_discretionary": 4903675907.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 21, "advisory_employees": 21, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 56232229.0, "count": 47 }, "individuals": { "raum": 625261585.0, "count": 2410 }, "pension_profit_sharing": { "raum": 215748331.0, "count": 125 }, "high_net_worth_individuals": { "raum": 3921127401.0, "count": 974 }, "corporations_other_businesses": { "raum": 85306361.0, "count": 38 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "AZ", "CA", "CT", "FL", "GA", "HI", "IA", "ID", "IL", "LA", "MA", "MI", "MN", "MT", "NC", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OR", "PA", "SC", "TN", "TX", "UT", "VA", "WA", "WI" ], "websites": [ "https://privatemanagementgroup.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104707", "city_as_filed": "IRVINE", "url": "https://advisorcensus.com/firm/private-management-group-inc-irvine-ca-104707", "display_name": "Private Management Group Inc", "summary": "Private Management Group Inc is an SEC-registered investment advisory firm in Irvine, CA, registered since 1986, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.", "citation": "AdvisorCensus. Private Management Group Inc (CRD 104707): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Private Management Group Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Private Management Group Inc reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Private Management Group Inc located?", "a": "Private Management Group Inc's principal office is in Irvine, CA, according to its Form ADV." }, { "q": "Is Private Management Group Inc registered with the SEC or a state?", "a": "Private Management Group Inc is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 104707." }, { "q": "How much does Private Management Group Inc manage?", "a": "Private Management Group Inc reports $4,903,675,907 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (100% discretionary)." }, { "q": "How have Private Management Group Inc's assets and staff changed since 2021?", "a": "In the Form ADV data for Private Management Group Inc: Regulatory assets under management: $2,928,196,984 in the October 2021 data and $4,903,675,907 in the October 2026 data, up 67%. Total employees: 16 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Private Management Group Inc serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,410); high net worth individuals (974); pension and profit sharing plans (but not the plan participants or government pension plans) (125)." }, { "q": "Which custodians does Private Management Group Inc use?", "a": "Private Management Group Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Private Management Group Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104707" }, { "q": "What changed in Private Management Group Inc's recent Form ADV filings?", "a": "In the August 2026 filing data: Registered or notice-filed in MT." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2928196984.0, "total_employees": 16, "filing_date": "2021-04-22" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3705197808.0, "total_employees": 16, "filing_date": "2022-06-17" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3510342406.0, "total_employees": 15, "filing_date": "2023-05-04" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4167304710.0, "total_employees": 18, "filing_date": "2024-07-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4515879208.0, "total_employees": 20, "filing_date": "2025-03-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4903675907.0, "total_employees": 21, "filing_date": "2026-07-31" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Registered or notice-filed in MT." ] }, { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Registered or notice-filed in AL." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 20 to 21." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Registered or notice-filed in LA." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/private-management-group-inc-irvine-ca-104707.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 2410, "fewer_than_5": false, "raum": 625261585.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 974, "fewer_than_5": false, "raum": 3921127401.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 125, "fewer_than_5": false, "raum": 215748331.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 47, "fewer_than_5": false, "raum": 56232229.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 38, "fewer_than_5": false, "raum": 85306361.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104707", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }