# Private Harbour Investment Management & Counsel LLC.

> Private Harbour Investment Management & Counsel LLC. is an SEC-registered investment advisory firm, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 146928
- Filed as: PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146928
- AdvisorCensus page: https://advisorcensus.com/firm/private-harbour-investment-management-and-counsel-llc-146928

## Quick answers

**How is Private Harbour Investment Management & Counsel LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Private Harbour Investment Management & Counsel LLC. reports these compensation arrangements: a percentage of assets under its management.

**Is Private Harbour Investment Management & Counsel LLC. registered with the SEC or a state?**
Private Harbour Investment Management & Counsel LLC. is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 146928.

**How much does Private Harbour Investment Management & Counsel LLC. manage?**
Private Harbour Investment Management & Counsel LLC. reports $169,215,765 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (99% discretionary).

**How have Private Harbour Investment Management & Counsel LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Private Harbour Investment Management & Counsel LLC.: Regulatory assets under management: $186,485,770 in the October 2021 data and $169,215,765 in the October 2026 data, down 9%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Private Harbour Investment Management & Counsel LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (86); high net worth individuals (49); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Private Harbour Investment Management & Counsel LLC. use?**
Private Harbour Investment Management & Counsel LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and U. S. Bank as custodians holding 10% or more of its separately managed account assets.

**Does Private Harbour Investment Management & Counsel LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146928

**Does Private Harbour Investment Management & Counsel LLC. state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "We generally require a minimum investment of $500,000 for a client to be separately managed. Our minimum investment is negotiable, and we reserve the right to decline business at our discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> We generally require a minimum investment of $500,000 for a client to be separately managed. Our minimum investment is negotiable, and we reserve the right to decline business at our discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab
- U. S. Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $169,215,765
- Discretionary: $166,838,841
- Non-discretionary: $2,376,924

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 86 | $32,191,117 |
| High net worth individuals | 49 | $125,464,370 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $10,023,939 |
| Charitable organizations | 2 | $161,487 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 2 | $1,374,852 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, OH, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $186,485,770 | 2 | April 6, 2021 |
| October 2022 | $190,418,064 | 2 | March 1, 2022 |
| October 2023 | $169,903,880 | 1 | September 20, 2023 |
| October 2024 | $171,500,154 | 1 | March 26, 2024 |
| October 2025 | $173,479,403 | 1 | March 18, 2025 |
| October 2026 | $169,215,765 | 1 | March 27, 2026 |

Regulatory assets under management: $186,485,770 in the October 2021 data and $169,215,765 in the October 2026 data, down 9%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Private Harbour Investment Management & Counsel LLC. (CRD 146928): Form ADV filing data as of October 2026.