# Private Financial Management LLC

> Private Financial Management LLC is an SEC-registered investment advisory firm, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 18, 2026.

- CRD: 313167
- Filed as: PRIVATE FINANCIAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313167
- AdvisorCensus page: https://advisorcensus.com/firm/private-financial-management-llc-313167

## Quick answers

**How is Private Financial Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Private Financial Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Is Private Financial Management LLC registered with the SEC or a state?**
Private Financial Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 313167.

**How much does Private Financial Management LLC manage?**
Private Financial Management LLC reports $158,689,116 in regulatory assets under management in its Form ADV filing dated June 18, 2026 (95% discretionary).

**How have Private Financial Management LLC's assets and staff changed since 2024?**
In the Form ADV data for Private Financial Management LLC: Regulatory assets under management: $105,505,585 in the October 2024 data and $158,689,116 in the October 2026 data, up 50%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Private Financial Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (29); pooled investment vehicles (other than investment companies and business development companies) (2).

**Which custodians does Private Financial Management LLC use?**
Private Financial Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Private Financial Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313167

**Does Private Financial Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 18, 2026 says: "We do not have a minimum account size requirement."

**What changed in Private Financial Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $118,941,427 to $147,919,933 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 18, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $158,689,116
- Discretionary: $150,208,440
- Non-discretionary: $8,480,676

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 29 | $156,845,577 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $1,843,539 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- privatefinancialmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $105,505,585 | 1 | March 6, 2024 |
| October 2025 | $118,941,427 | 2 | March 7, 2025 |
| October 2026 | $158,689,116 | 1 | June 18, 2026 |

Regulatory assets under management: $105,505,585 in the October 2024 data and $158,689,116 in the October 2026 data, up 50%.
Total employees: 1 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $118,941,427 to $147,919,933 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Private Financial Management LLC (CRD 313167): Form ADV filing data as of October 2026.