# Private Client Group Asset Management

> Private Client Group Asset Management is an SEC-registered investment advisory firm in Gladstone, NJ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 148208
- Filed as: PRIVATE CLIENT GROUP ASSET MANAGEMENT
- Legal name: PCG Asset Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Gladstone, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148208
- AdvisorCensus page: https://advisorcensus.com/firm/private-client-group-asset-management-gladstone-nj-148208

## Quick answers

**How is Private Client Group Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Private Client Group Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Private Client Group Asset Management charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Private Client Group Asset Management located?**
Private Client Group Asset Management's principal office is in Gladstone, NJ, according to its Form ADV.

**Is Private Client Group Asset Management registered with the SEC or a state?**
Private Client Group Asset Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 148208.

**How much does Private Client Group Asset Management manage?**
Private Client Group Asset Management reports $143,087,798 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Private Client Group Asset Management's assets and staff changed since 2022?**
In the Form ADV data for Private Client Group Asset Management: Regulatory assets under management: $136,627,901 in the October 2022 data and $143,087,798 in the October 2026 data, up 5%. Total employees: 6 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Private Client Group Asset Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (44).

**Which custodians does Private Client Group Asset Management use?**
Private Client Group Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Private Client Group Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148208

**What changed in Private Client Group Asset Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> As a percentage of assets under consultation and will not exceed 2.0% of the value of the assets under consultation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $143,087,798
- Discretionary: $143,087,798
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 65 | $21,736,075 |
| High net worth individuals | 44 | $121,351,723 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- privateclientgroupam.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $136,627,901 | 6 | August 30, 2022 |
| October 2023 | $113,834,067 | 3 | July 13, 2023 |
| October 2024 | $125,448,009 | 2 | February 15, 2024 |
| October 2025 | $136,180,927 | 5 | March 17, 2025 |
| October 2026 | $143,087,798 | 5 | March 30, 2026 |

Regulatory assets under management: $136,627,901 in the October 2022 data and $143,087,798 in the October 2026 data, up 5%.
Total employees: 6 in October 2022 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Private Client Group Asset Management (CRD 148208): Form ADV filing data as of October 2026.