{ "crd_number": 148208, "slug": "private-client-group-asset-management-gladstone-nj-148208", "primary_business_name": "PRIVATE CLIENT GROUP ASSET MANAGEMENT", "legal_name": "PCG ASSET MANAGEMENT, LLC", "dbas": [], "city": "Gladstone", "state": "NJ", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-08-11", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 143087798.0, "raum_discretionary": 143087798.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 5, "advisory_employees": 5, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 21736075.0, "count": 65 }, "high_net_worth_individuals": { "raum": 121351723.0, "count": 44 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "FL", "NH", "NJ", "NY", "PA", "TX" ], "websites": [ "https://privateclientgroupam.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148208", "city_as_filed": "GLADSTONE", "url": "https://advisorcensus.com/firm/private-client-group-asset-management-gladstone-nj-148208", "display_name": "Private Client Group Asset Management", "summary": "Private Client Group Asset Management is an SEC-registered investment advisory firm in Gladstone, NJ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Private Client Group Asset Management (CRD 148208): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Private Client Group Asset Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Private Client Group Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "What does Private Client Group Asset Management's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Private Client Group Asset Management located?", "a": "Private Client Group Asset Management's principal office is in Gladstone, NJ, according to its Form ADV." }, { "q": "Is Private Client Group Asset Management registered with the SEC or a state?", "a": "Private Client Group Asset Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 148208." }, { "q": "How much does Private Client Group Asset Management manage?", "a": "Private Client Group Asset Management reports $143,087,798 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Private Client Group Asset Management's assets and staff changed since 2022?", "a": "In the Form ADV data for Private Client Group Asset Management: Regulatory assets under management: $136,627,901 in the October 2022 data and $143,087,798 in the October 2026 data, up 5%. Total employees: 6 in October 2022 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Private Client Group Asset Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (65); high net worth individuals (44)." }, { "q": "Which custodians does Private Client Group Asset Management use?", "a": "Private Client Group Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Private Client Group Asset Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148208" }, { "q": "What changed in Private Client Group Asset Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 136627901.0, "total_employees": 6, "filing_date": "2022-08-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 113834067.0, "total_employees": 3, "filing_date": "2023-07-13" }, { "period": "2024-10-01", "regulatory_assets_under_management": 125448009.0, "total_employees": 2, "filing_date": "2024-02-15" }, { "period": "2025-10-01", "regulatory_assets_under_management": 136180927.0, "total_employees": 5, "filing_date": "2025-03-17" }, { "period": "2026-10-01", "regulatory_assets_under_management": 143087798.0, "total_employees": 5, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 4 to 5." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "2% of assets a year", "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)" ], "quotes": [ "As a percentage of assets under consultation and will not exceed 2.0% of the value of the assets under consultation." ] } ], "quotes": [ "As a percentage of assets under consultation and will not exceed 2.0% of the value of the assets under consultation." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Pershing LLC", "name_as_filed": "PERSHING LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/private-client-group-asset-management-gladstone-nj-148208.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 65, "fewer_than_5": false, "raum": 21736075.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 44, "fewer_than_5": false, "raum": 121351723.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148208", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }