# Private Client Asset Management, Inc.

> Private Client Asset Management, Inc. is an SEC-registered investment advisory firm in Massapequa, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.

- CRD: 147052
- Filed as: PRIVATE CLIENT ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Massapequa, NY
- Filing period: October 2026
- Form ADV filing dated: April 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147052
- AdvisorCensus page: https://advisorcensus.com/firm/private-client-asset-management-inc-massapequa-ny-147052

## Quick answers

**How is Private Client Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Private Client Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Private Client Asset Management, Inc. charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: 1% of assets a year; Hourly rate: $150 an hour (financial planning advice); Flat fee: $1,500 to $5,000 (one-time financial or retirement review). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Private Client Asset Management, Inc. located?**
Private Client Asset Management, Inc.'s principal office is in Massapequa, NY, according to its Form ADV.

**Is Private Client Asset Management, Inc. registered with the SEC or a state?**
Private Client Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 147052.

**How much does Private Client Asset Management, Inc. manage?**
Private Client Asset Management, Inc. reports $181,222,268 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (100% discretionary).

**How have Private Client Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Private Client Asset Management, Inc.: Regulatory assets under management: $101,074,031 in the October 2021 data and $181,222,268 in the October 2026 data, up 79%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Private Client Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (152); high net worth individuals (92).

**Which custodians does Private Client Asset Management, Inc. use?**
Private Client Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Private Client Asset Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147052

**What changed in Private Client Asset Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $162,089,312 to $181,222,268 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Asset-based fee: 1% of assets a year

> Effective 1/01/2012 - For new client accounts, the Investment Advisory Service fee for all accounts will be 1.00% for all balances.

- Hourly rate: $150 an hour (financial planning advice)

> The advisors hourly fee will be billed at a rate of $150 per hour, but may be negotiated and agreed upon by the parties in advance.

- Flat fee: $1,500 to $5,000 (one-time financial or retirement review)

> Some clients may contract to have PCAM perform a one-time financial or retirement review. ... the fixed fee will range from $1500 to $5000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $181,222,268
- Discretionary: $181,222,268
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 152 | $61,000,000 |
| High net worth individuals | 92 | $120,222,268 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, NJ, NY, TX, VA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147052

### Websites listed on Form ADV (Item 1.I)
- pcaminvest.com
- Facebook @PCAM2008

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $101,074,031 | 2 | January 8, 2021 |
| October 2022 | $125,598,358 | 2 | January 14, 2022 |
| October 2023 | $108,406,248 | 2 | January 9, 2023 |
| October 2024 | $134,441,750 | 2 | June 3, 2024 |
| October 2025 | $162,089,312 | 2 | January 3, 2025 |
| October 2026 | $181,222,268 | 2 | April 16, 2026 |

Regulatory assets under management: $101,074,031 in the October 2021 data and $181,222,268 in the October 2026 data, up 79%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $162,089,312 to $181,222,268 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Private Client Asset Management, Inc. (CRD 147052): Form ADV filing data as of October 2026.