{
  "crd_number": 147052,
  "slug": "private-client-asset-management-inc-massapequa-ny-147052",
  "primary_business_name": "PRIVATE CLIENT ASSET MANAGEMENT, INC.",
  "legal_name": "PRIVATE CLIENT ASSET MANAGEMENT, INC.",
  "dbas": [],
  "city": "Massapequa",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-04-05",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-04-16",
  "carried_forward": false,
  "raum_total": 181222268.0,
  "raum_discretionary": 181222268.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 61000000.0,
      "count": 152
    },
    "high_net_worth_individuals": {
      "raum": 120222268.0,
      "count": 92
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "NJ",
    "NY",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/PCAM2008",
    "https://pcaminvest.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147052",
  "disclosure_items": [
    {
      "item": "11.D(5)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?"
    }
  ],
  "city_as_filed": "MASSAPEQUA",
  "url": "https://advisorcensus.com/firm/private-client-asset-management-inc-massapequa-ny-147052",
  "display_name": "Private Client Asset Management, Inc.",
  "summary": "Private Client Asset Management, Inc. is an SEC-registered investment advisory firm in Massapequa, NY, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.",
  "citation": "AdvisorCensus. Private Client Asset Management, Inc. (CRD 147052): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Private Client Asset Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Private Client Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Private Client Asset Management, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated February 19, 2026 states: Asset-based fee: 1% of assets a year; Hourly rate: $150 an hour (financial planning advice); Flat fee: $1,500 to $5,000 (one-time financial or retirement review). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Private Client Asset Management, Inc. located?",
      "a": "Private Client Asset Management, Inc.'s principal office is in Massapequa, NY, according to its Form ADV."
    },
    {
      "q": "Is Private Client Asset Management, Inc. registered with the SEC or a state?",
      "a": "Private Client Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 147052."
    },
    {
      "q": "How much does Private Client Asset Management, Inc. manage?",
      "a": "Private Client Asset Management, Inc. reports $181,222,268 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (100% discretionary)."
    },
    {
      "q": "How have Private Client Asset Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Private Client Asset Management, Inc.: Regulatory assets under management: $101,074,031 in the October 2021 data and $181,222,268 in the October 2026 data, up 79%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Private Client Asset Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (152); high net worth individuals (92)."
    },
    {
      "q": "Which custodians does Private Client Asset Management, Inc. use?",
      "a": "Private Client Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Private Client Asset Management, Inc. report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147052"
    },
    {
      "q": "What changed in Private Client Asset Management, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $162,089,312 to $181,222,268 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 101074031.0,
      "total_employees": 2,
      "filing_date": "2021-01-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 125598358.0,
      "total_employees": 2,
      "filing_date": "2022-01-14"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 108406248.0,
      "total_employees": 2,
      "filing_date": "2023-01-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 134441750.0,
      "total_employees": 2,
      "filing_date": "2024-06-03"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 162089312.0,
      "total_employees": 2,
      "filing_date": "2025-01-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 181222268.0,
      "total_employees": 2,
      "filing_date": "2026-04-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $162,089,312 to $181,222,268 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": "1% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $150 an hour (financial planning advice)",
      "Flat fee: $1,500 to $5,000 (one-time financial or retirement review)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 1% of assets a year"
        ],
        "quotes": [
          "Effective 1/01/2012 - For new client accounts, the Investment Advisory Service fee for all accounts will be 1.00% for all balances."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 an hour (financial planning advice)"
        ],
        "quotes": [
          "The advisors hourly fee will be billed at a rate of $150 per hour, but may be negotiated and agreed upon by the parties in advance."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,500 to $5,000 (one-time financial or retirement review)"
        ],
        "quotes": [
          "Some clients may contract to have PCAM perform a one-time financial or retirement review. ... the fixed fee will range from $1500 to $5000."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": null,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 150.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning advice"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 1500.0,
          "max": 5000.0,
          "period": "one_time",
          "service": "one-time financial or retirement review"
        }
      ]
    },
    "quotes": [
      "Effective 1/01/2012 - For new client accounts, the Investment Advisory Service fee for all accounts will be 1.00% for all balances.",
      "The advisors hourly fee will be billed at a rate of $150 per hour, but may be negotiated and agreed upon by the parties in advance.",
      "Some clients may contract to have PCAM perform a one-time financial or retirement review. ... the fixed fee will range from $1500 to $5000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/private-client-asset-management-inc-massapequa-ny-147052.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 152,
      "fewer_than_5": false,
      "raum": 61000000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 92,
      "fewer_than_5": false,
      "raum": 120222268.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/147052",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}