# Private Capital Asset Management LLC

> Private Capital Asset Management LLC is an SEC-registered investment advisory firm in Darien, CT, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 317930
- Filed as: PRIVATE CAPITAL ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Darien, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317930
- AdvisorCensus page: https://advisorcensus.com/firm/private-capital-asset-management-llc-darien-ct-317930

## Quick answers

**How is Private Capital Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Private Capital Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Private Capital Asset Management LLC located?**
Private Capital Asset Management LLC's principal office is in Darien, CT, according to its Form ADV.

**Is Private Capital Asset Management LLC registered with the SEC or a state?**
Private Capital Asset Management LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 317930.

**How much does Private Capital Asset Management LLC manage?**
Private Capital Asset Management LLC reports $12,988,420 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Private Capital Asset Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Private Capital Asset Management LLC: Regulatory assets under management: $0 in the October 2022 data and $12,988,420 in the October 2026 data. Total employees: 0 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Private Capital Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4); high net worth individuals (2); charitable organizations (1).

**Which custodians does Private Capital Asset Management LLC use?**
Private Capital Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Private Capital Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317930

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $12,988,420
- Discretionary: $12,988,420
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $1,966,913 |
| High net worth individuals | 2 | $10,074,487 |
| Charitable organizations | 1 | $918,338 |
| Corporations or other businesses not listed above | 1 | $28,682 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- privatecapitalassetmgmt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 0 | March 25, 2022 |
| October 2023 | $0 | 0 | September 15, 2023 |
| October 2024 | $2,141,359 | 4 | June 5, 2024 |
| October 2025 | $12,035,246 | 4 | March 31, 2025 |
| October 2026 | $12,988,420 | 4 | March 30, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $12,988,420 in the October 2026 data.
Total employees: 0 in October 2022 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Private Capital Asset Management LLC (CRD 317930): Form ADV filing data as of October 2026.