# Prism Wealth Management

> Prism Wealth Management is a state-registered investment advisory firm in Middleton, WI, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 281702
- Filed as: PRISM WEALTH MANAGEMENT
- Legal name: Prism, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Middleton, WI
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281702
- AdvisorCensus page: https://advisorcensus.com/firm/prism-wealth-management-middleton-wi-281702

## Quick answers

**How is Prism Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Prism Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Prism Wealth Management located?**
Prism Wealth Management's principal office is in Middleton, WI, according to its Form ADV.

**Is Prism Wealth Management registered with the SEC or a state?**
Prism Wealth Management is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 281702.

**How much does Prism Wealth Management manage?**
Prism Wealth Management reports $46,000,000 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (97% discretionary).

**What types of clients does Prism Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (59); high net worth individuals (9).

**Does Prism Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281702

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $46,000,000
- Discretionary: $44,500,000
- Non-discretionary: $1,500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 59 | $20,100,000 |
| High net worth individuals | 9 | $25,900,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: IL, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @craig-peterman-cfa-cfp-r-8766326

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prism Wealth Management (CRD 281702): Form ADV filing data as of October 2026.