# Prism Planning and Solutions Group

> Prism Planning and Solutions Group is an SEC-registered investment advisory firm in White Plains, NY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 340003
- Filed as: PRISM PLANNING AND SOLUTIONS GROUP
- Legal name: PPSGRP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: White Plains, NY
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340003
- AdvisorCensus page: https://advisorcensus.com/firm/prism-planning-and-solutions-group-white-plains-ny-340003

## Quick answers

**How is Prism Planning and Solutions Group compensated?**
On its Form ADV (Item 5.E, October 2026), Prism Planning and Solutions Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Prism Planning and Solutions Group located?**
Prism Planning and Solutions Group's principal office is in White Plains, NY, according to its Form ADV.

**Is Prism Planning and Solutions Group registered with the SEC or a state?**
Prism Planning and Solutions Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340003.

**How much does Prism Planning and Solutions Group manage?**
Prism Planning and Solutions Group reports $157,013,593 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (14% discretionary).

**What types of clients does Prism Planning and Solutions Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (426).

**Does Prism Planning and Solutions Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340003

**Does Prism Planning and Solutions Group state an account minimum?**
Its Form ADV Part 2A brochure dated April 28, 2026 says: "While certain of our services have a minimum fee, we do not require a minimum account balance."

**What changed in Prism Planning and Solutions Group's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 28, 2026)

- Account minimum: None

> While certain of our services have a minimum fee, we do not require a minimum account balance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $157,013,593
- Discretionary: $21,951,137
- Non-discretionary: $135,062,456

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 426 | $157,013,593 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, IL, NJ, NY, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ppsgrp.com

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in IL.

### July 2026
- Regulatory assets under management went from $0 to $157,013,593.

### March 2026
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prism Planning and Solutions Group (CRD 340003): Form ADV filing data as of October 2026.