# Prism Fund Solutions, Inc.

> Prism Fund Solutions, Inc. is a state-registered investment advisory firm, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 124651
- Filed as: PRISM FUND SOLUTIONS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/124651
- AdvisorCensus page: https://advisorcensus.com/firm/prism-fund-solutions-inc-124651

## Quick answers

**How is Prism Fund Solutions, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Prism Fund Solutions, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is Prism Fund Solutions, Inc. registered with the SEC or a state?**
Prism Fund Solutions, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 124651.

**How much does Prism Fund Solutions, Inc. manage?**
Prism Fund Solutions, Inc. reports $42,274,491 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (10% discretionary).

**What types of clients does Prism Fund Solutions, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (16); pension and profit sharing plans (but not the plan participants or government pension plans) (7); high net worth individuals (2).

**Does Prism Fund Solutions, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124651

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $42,274,491
- Discretionary: $4,265,066
- Non-discretionary: $38,009,425

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $1,561,452 |
| High net worth individuals | 2 | $2,703,614 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $38,009,425 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prismfundsolutions.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prism Fund Solutions, Inc. (CRD 124651): Form ADV filing data as of October 2026.