# Prism Capital

> Prism Capital is a state-registered investment advisory firm, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 144989
- Filed as: PRISM CAPITAL
- Legal name: Prism Capital Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Missouri
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/144989
- AdvisorCensus page: https://advisorcensus.com/firm/prism-capital-144989

## Quick answers

**How is Prism Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Prism Capital reports these compensation arrangements: a percentage of assets under its management.

**Is Prism Capital registered with the SEC or a state?**
Prism Capital is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 144989.

**How much does Prism Capital manage?**
Prism Capital reports $6,000,000 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**What types of clients does Prism Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5).

**Does Prism Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/144989

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $6,000,000
- Discretionary: $6,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $6,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prism Capital (CRD 144989): Form ADV filing data as of October 2026.