# Prism Advisors, Inc.

> Prism Advisors, Inc. is an SEC-registered investment advisory firm in Studio City, CA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 286474
- Filed as: PRISM ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Studio City, CA
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/286474
- AdvisorCensus page: https://advisorcensus.com/firm/prism-advisors-inc-studio-city-ca-286474

## Quick answers

**How is Prism Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Prism Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Prism Advisors, Inc. located?**
Prism Advisors, Inc.'s principal office is in Studio City, CA, according to its Form ADV.

**Is Prism Advisors, Inc. registered with the SEC or a state?**
Prism Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286474.

**How much does Prism Advisors, Inc. manage?**
Prism Advisors, Inc. reports $515,053,031 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (98% discretionary).

**How have Prism Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Prism Advisors, Inc.: Regulatory assets under management: $368,023,913 in the October 2021 data and $515,053,031 in the October 2026 data, up 40%. Total employees: 6 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prism Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (153); high net worth individuals (89).

**Which custodians does Prism Advisors, Inc. use?**
Prism Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prism Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286474

**What changed in Prism Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $462,030,853 to $515,053,031 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $515,053,031
- Discretionary: $502,956,005
- Non-discretionary: $12,097,026

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 153 | $39,500,007 |
| High net worth individuals | 89 | $475,553,024 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2017 (9 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, DE, FL, IL, LA, MA, MD, NH, NY, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prismadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $368,023,913 | 6 | February 3, 2021 |
| October 2022 | $418,188,080 | 5 | March 3, 2022 |
| October 2023 | $370,751,155 | 5 | March 20, 2023 |
| October 2024 | $415,928,424 | 5 | July 11, 2024 |
| October 2025 | $462,030,853 | 5 | March 14, 2025 |
| October 2026 | $515,053,031 | 5 | March 12, 2026 |

Regulatory assets under management: $368,023,913 in the October 2021 data and $515,053,031 in the October 2026 data, up 40%.
Total employees: 6 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $462,030,853 to $515,053,031 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prism Advisors, Inc. (CRD 286474): Form ADV filing data as of October 2026.