# Pring Turner > Pring Turner is an SEC-registered investment advisory firm in Alamo, CA, registered since 1977, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 28, 2026. - CRD: 110931 - Filed as: PRING TURNER - Legal name: PRING/TURNER Capital Group, Inc. - Also doing business as: PRING TURNER - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Alamo, CA - Filing period: October 2026 - Form ADV filing dated: September 28, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110931 - AdvisorCensus page: https://advisorcensus.com/firm/pring-turner-alamo-ca-110931 ## Quick answers **How is Pring Turner compensated?** On its Form ADV (Item 5.E, October 2026), Pring Turner reports these compensation arrangements: a percentage of assets under its management. **What does Pring Turner's brochure say about its fees?** Its Form ADV Part 2A brochure dated September 26, 2025 states: Up to $1,500,000: 1% a year; $1,500,000 to $3,000,000: 0.9% a year; $3,000,000 to $5,000,000: 0.8% a year; Above $5,000,000: 0.7% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Pring Turner located?** Pring Turner's principal office is in Alamo, CA, according to its Form ADV. **Is Pring Turner registered with the SEC or a state?** Pring Turner is an SEC-registered investment advisory firm, registered since 1977. Status as filed: Approved. CRD 110931. **How much does Pring Turner manage?** Pring Turner reports $296,933,050 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (100% discretionary). **How have Pring Turner's assets and staff changed since 2021?** In the Form ADV data for Pring Turner: Regulatory assets under management: $183,607,364 in the October 2021 data and $296,933,050 in the October 2026 data, up 62%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Pring Turner serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (116); high net worth individuals (74). **Which custodians does Pring Turner use?** Pring Turner's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Pring Turner report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110931 **Does Pring Turner state an account minimum?** Its Form ADV Part 2A brochure dated September 26, 2025 says: "Additionally, PTCG generally requires that clients maintain a minimum of $1,000,000 under management. However, that minimum may be waived at PTCG’s sole discretion." **What changed in Pring Turner's recent Form ADV filings?** In the October 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $262,131,675 to $296,933,050 (+13%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated September 26, 2025) - Up to $1,500,000: 1% a year - $1,500,000 to $3,000,000: 0.9% a year - $3,000,000 to $5,000,000: 0.8% a year - Above $5,000,000: 0.7% a year > First $1.5 million: 1.00% > Amounts in excess of $1.5 million & up to $3 million 0.90% > Amounts in excess of $3 million & up to $5 million 0.80% > On amounts over $5,000,000 0.70% - Account minimum: $1,000,000 (the brochure says it may be waived or negotiated) > Additionally, PTCG generally requires that clients maintain a minimum of $1,000,000 under management. However, that minimum may be waived at PTCG’s sole discretion. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $296,933,050 - Discretionary: $296,256,144 - Non-discretionary: $676,906 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 116 | $44,842,553 | | High net worth individuals | 74 | $241,065,639 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $6,082,270 | | Charitable organizations | Fewer than 5 | $4,941,455 | | Corporations or other businesses not listed above | Fewer than 5 | $1,133 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 1977 (49 years) - Employees: 4 total, 3 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, CO, FL, MD, NV, OR, TN, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - pringturner.com - Facebook @Pring-Turner-Capital-Group - Instagram @pringturner - LinkedIn @pring-turner-capital-group - TikTok @pringturner - X @PringTurner ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $183,607,364 | 3 | September 29, 2021 | | October 2022 | $178,279,978 | 4 | September 30, 2022 | | October 2023 | $206,468,847 | 4 | October 2, 2023 | | October 2024 | $238,586,170 | 4 | September 30, 2024 | | October 2025 | $238,586,170 | 4 | September 30, 2024 | | October 2026 | $296,933,050 | 4 | September 28, 2026 | Regulatory assets under management: $183,607,364 in the October 2021 data and $296,933,050 in the October 2026 data, up 62%. Total employees: 3 in October 2021 and 4 in October 2026. ## Changes in the filing (last 12 months) ### October 2026 - Employees performing advisory functions went from 2 to 3. - Regulatory assets under management went from $262,131,675 to $296,933,050 (+13%). ### December 2025 - Registered or notice-filed in NV, OR, TN. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pring Turner (CRD 110931): Form ADV filing data as of October 2026.