# Princeton Global Asset Management LLC

> Princeton Global Asset Management LLC is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 146644
- Filed as: PRINCETON GLOBAL ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146644
- AdvisorCensus page: https://advisorcensus.com/firm/princeton-global-asset-management-llc-princeton-nj-146644

## Quick answers

**How is Princeton Global Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Princeton Global Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Princeton Global Asset Management LLC charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Flat fee: $1,000 to $25,000 (Financial Planning/Consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Princeton Global Asset Management LLC located?**
Princeton Global Asset Management LLC's principal office is in Princeton, NJ, according to its Form ADV.

**Is Princeton Global Asset Management LLC registered with the SEC or a state?**
Princeton Global Asset Management LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 146644.

**How much does Princeton Global Asset Management LLC manage?**
Princeton Global Asset Management LLC reports $921,324,613 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (96% discretionary).

**How have Princeton Global Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Princeton Global Asset Management LLC: Regulatory assets under management: $438,982,821 in the October 2021 data and $921,324,613 in the October 2026 data, up 110%. Total employees: 15 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Princeton Global Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (190); high net worth individuals (166); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Which custodians does Princeton Global Asset Management LLC use?**
Princeton Global Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Princeton Global Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146644

**What changed in Princeton Global Asset Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 15 to 17. Regulatory assets under management went from $782,787,247 to $921,324,613 (+18%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Flat fee: $1,000 to $25,000 (Financial Planning/Consulting)

> our fees are negotiable, but generally range from $1,000 to $25,000 on a fixed fee basis, depending upon the level and scope of the service(s) required

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $921,324,613
- Discretionary: $883,372,821
- Non-discretionary: $37,951,792

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 190 | $88,552,527 |
| High net worth individuals | 166 | $793,545,567 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $37,951,792 |
| Charitable organizations | Fewer than 5 | $256,087 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,018,640 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2010 (16 years)
- Employees: 22 total, 17 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, DE, FL, MD, NC, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- princetonglobal.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $438,982,821 | 15 | June 17, 2021 |
| October 2022 | $522,259,309 | 14 | March 15, 2022 |
| October 2023 | $491,388,921 | 13 | March 20, 2023 |
| October 2024 | $605,788,806 | 15 | March 7, 2024 |
| October 2025 | $782,787,247 | 17 | May 13, 2025 |
| October 2026 | $921,324,613 | 22 | March 24, 2026 |

Regulatory assets under management: $438,982,821 in the October 2021 data and $921,324,613 in the October 2026 data, up 110%.
Total employees: 15 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 15 to 17.
- Regulatory assets under management went from $782,787,247 to $921,324,613 (+18%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Princeton Global Asset Management LLC (CRD 146644): Form ADV filing data as of October 2026.