{
  "crd_number": 157821,
  "slug": "princeton-fund-advisors-llc-denver-co-157821",
  "primary_business_name": "PRINCETON FUND ADVISORS, LLC",
  "legal_name": "PRINCETON FUND ADVISORS, LLC",
  "dbas": [],
  "city": "Denver",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-06-30",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 780000000.0,
  "raum_discretionary": 780000000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 8,
  "advisory_employees": 7,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 780000000.0,
      "count": 6
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "MN"
  ],
  "websites": [
    "https://eaglemlpfund.com",
    "https://elevationpoint.com",
    "https://ellingtonincomefund.com",
    "https://linkedin.com/company/elevation-point",
    "https://princetonadaptivepremiumfund.com",
    "https://princetoneverestfund.com",
    "https://princetonfundadvisors.com",
    "https://princetonpremiumfund.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157821",
  "city_as_filed": "DENVER",
  "url": "https://advisorcensus.com/firm/princeton-fund-advisors-llc-denver-co-157821",
  "display_name": "Princeton Fund Advisors, LLC",
  "summary": "Princeton Fund Advisors, LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Princeton Fund Advisors, LLC (CRD 157821): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Princeton Fund Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Princeton Fund Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Princeton Fund Advisors, LLC located?",
      "a": "Princeton Fund Advisors, LLC's principal office is in Denver, CO, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Princeton Fund Advisors, LLC registered with the SEC or a state?",
      "a": "Princeton Fund Advisors, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157821."
    },
    {
      "q": "How much does Princeton Fund Advisors, LLC manage?",
      "a": "Princeton Fund Advisors, LLC reports $780,000,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Princeton Fund Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Princeton Fund Advisors, LLC: Regulatory assets under management: $954,898,605 in the October 2021 data and $780,000,000 in the October 2026 data, down 18%. Total employees: 30 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Princeton Fund Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (6)."
    },
    {
      "q": "Does Princeton Fund Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157821"
    },
    {
      "q": "What changed in Princeton Fund Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 20 to 7. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 954898605.0,
      "total_employees": 30,
      "filing_date": "2021-04-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1226354563.0,
      "total_employees": 33,
      "filing_date": "2022-09-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1083745018.0,
      "total_employees": 39,
      "filing_date": "2023-04-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 929555881.0,
      "total_employees": 35,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 806179100.0,
      "total_employees": 61,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 780000000.0,
      "total_employees": 8,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 20 to 7.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/princeton-fund-advisors-llc-denver-co-157821.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": 780000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157821",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}