# Princeton Capital Management LLC

> Princeton Capital Management LLC is an SEC-registered investment advisory firm in Red Bank, NJ, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 113926
- Filed as: PRINCETON CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Red Bank, NJ
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113926
- AdvisorCensus page: https://advisorcensus.com/firm/princeton-capital-management-llc-red-bank-nj-113926

## Quick answers

**How is Princeton Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Princeton Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Princeton Capital Management LLC located?**
Princeton Capital Management LLC's principal office is in Red Bank, NJ, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Princeton Capital Management LLC registered with the SEC or a state?**
Princeton Capital Management LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113926.

**How much does Princeton Capital Management LLC manage?**
Princeton Capital Management LLC reports $435,479,718 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (99% discretionary).

**How have Princeton Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Princeton Capital Management LLC: Regulatory assets under management: $317,024,754 in the October 2021 data and $435,479,718 in the October 2026 data, up 37%. Total employees: 5 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Princeton Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (99); individuals (other than high net worth individuals) (72); charitable organizations (6).

**Which custodians does Princeton Capital Management LLC use?**
Princeton Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Morgan Stanley as custodians holding 10% or more of its separately managed account assets.

**Does Princeton Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113926

**What changed in Princeton Capital Management LLC's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $373,288,801 to $435,479,718 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Morgan Stanley

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $435,479,718
- Discretionary: $430,023,558
- Non-discretionary: $5,456,160

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 72 | $46,729,237 |
| High net worth individuals | 99 | $340,973,356 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $25,134,365 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $6,219,356 |
| Charitable organizations | 6 | $9,448,273 |
| Corporations or other businesses not listed above | 2 | $5,145,666 |
| Other | 1 | $1,829,465 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2001 (25 years)
- Employees: 10 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, CA, DE, FL, GA, MD, NH, NJ, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Princeton, NJ

### Websites listed on Form ADV (Item 1.I)
- [hudsoncanyon.net](https://hudsoncanyon.net)
- [princap.com](https://princap.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $317,024,754 | 5 | March 25, 2021 |
| October 2022 | $378,384,021 | 4 | March 29, 2022 |
| October 2023 | $267,038,630 | 5 | April 12, 2023 |
| October 2024 | $304,649,439 | 6 | March 28, 2024 |
| October 2025 | $373,288,801 | 9 | March 18, 2025 |
| October 2026 | $435,479,718 | 10 | April 8, 2026 |

Regulatory assets under management: $317,024,754 in the October 2021 data and $435,479,718 in the October 2026 data, up 37%.
Total employees: 5 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $373,288,801 to $435,479,718 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Princeton Capital Management LLC (CRD 113926): Form ADV filing data as of October 2026.