{
  "crd_number": 141567,
  "slug": "prince-asset-management-inc-sarasota-fl-141567",
  "primary_business_name": "PRINCE ASSET MANAGEMENT, INC.",
  "legal_name": "PRINCE ASSET MANAGEMENT, INC.",
  "dbas": [],
  "city": "Sarasota",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "35840",
  "metro": {
    "cbsa_code": "35840",
    "common_name": "North Port",
    "msa_name": "North Port-Bradenton-Sarasota, FL",
    "path": "/advisors/fl/north-port"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-06-05",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-20",
  "carried_forward": false,
  "raum_total": 137697000.0,
  "raum_discretionary": 137697000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 38189000.0,
      "count": 99
    },
    "pension_profit_sharing": {
      "raum": 138000.0,
      "count": 2
    },
    "high_net_worth_individuals": {
      "raum": 96120000.0,
      "count": 35
    },
    "corporations_other_businesses": {
      "raum": 3250000.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL"
  ],
  "websites": [
    "https://princeassetmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141567",
  "city_as_filed": "SARASOTA",
  "url": "https://advisorcensus.com/firm/prince-asset-management-inc-sarasota-fl-141567",
  "display_name": "Prince Asset Management, Inc.",
  "summary": "Prince Asset Management, Inc. is an SEC-registered investment advisory firm in Sarasota, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.",
  "citation": "AdvisorCensus. Prince Asset Management, Inc. (CRD 141567): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Prince Asset Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prince Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Prince Asset Management, Inc. located?",
      "a": "Prince Asset Management, Inc.'s principal office is in Sarasota, FL, according to its Form ADV."
    },
    {
      "q": "Is Prince Asset Management, Inc. registered with the SEC or a state?",
      "a": "Prince Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 141567."
    },
    {
      "q": "How much does Prince Asset Management, Inc. manage?",
      "a": "Prince Asset Management, Inc. reports $137,697,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)."
    },
    {
      "q": "How have Prince Asset Management, Inc.'s assets and staff changed since 2024?",
      "a": "In the Form ADV data for Prince Asset Management, Inc.: Regulatory assets under management: $112,429,440 in the October 2024 data and $137,697,000 in the October 2026 data, up 22%. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Prince Asset Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (99); high net worth individuals (35); pension and profit sharing plans (but not the plan participants or government pension plans) (2)."
    },
    {
      "q": "Which custodians does Prince Asset Management, Inc. use?",
      "a": "Prince Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Prince Asset Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141567"
    },
    {
      "q": "Does Prince Asset Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 20, 2026 says: \"Our firm imposes a portfolio minimum of $500,000 for new client advisory engagements.\" \"Nonetheless, we reserve the right to waive or reduce the minimum portfolio requirement based on other criteria we consider relevant, such as preexisting relationships, related accounts, or the expectation of additional assets, etc.\""
    },
    {
      "q": "What changed in Prince Asset Management, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $122,700,508 to $137,697,000 (+12%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 112429440.0,
      "total_employees": 2,
      "filing_date": "2024-06-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 122700508.0,
      "total_employees": 2,
      "filing_date": "2025-03-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 137697000.0,
      "total_employees": 3,
      "filing_date": "2026-03-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $122,700,508 to $137,697,000 (+12%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 20, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Our firm imposes a portfolio minimum of $500,000 for new client advisory engagements.",
          "Nonetheless, we reserve the right to waive or reduce the minimum portfolio requirement based on other criteria we consider relevant, such as preexisting relationships, related accounts, or the expectation of additional assets, etc."
        ]
      }
    ],
    "quotes": [
      "Our firm imposes a portfolio minimum of $500,000 for new client advisory engagements.",
      "Nonetheless, we reserve the right to waive or reduce the minimum portfolio requirement based on other criteria we consider relevant, such as preexisting relationships, related accounts, or the expectation of additional assets, etc."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/prince-asset-management-inc-sarasota-fl-141567.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 99,
      "fewer_than_5": false,
      "raum": 38189000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 35,
      "fewer_than_5": false,
      "raum": 96120000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 2,
      "fewer_than_5": false,
      "raum": 138000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": false,
      "raum": 3250000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141567",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}