# Prime Quadrant

> Prime Quadrant is an SEC-registered investment advisory firm in Toronto, Canada, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 21, 2026.

- CRD: 322068
- Filed as: PRIME QUADRANT
- Legal name: Prime Quadrant US, LLC
- Also doing business as: PRIME QUADRANT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toronto, Canada
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322068
- AdvisorCensus page: https://advisorcensus.com/firm/prime-quadrant-toronto-322068

## Quick answers

**How is Prime Quadrant compensated?**
On its Form ADV (Item 5.E, October 2026), Prime Quadrant reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Prime Quadrant located?**
Prime Quadrant's principal office is in Toronto, Canada, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Prime Quadrant registered with the SEC or a state?**
Prime Quadrant is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322068.

**How much does Prime Quadrant manage?**
Prime Quadrant reports $849,302,427 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (0% discretionary).

**How have Prime Quadrant's assets and staff changed since 2022?**
In the Form ADV data for Prime Quadrant: Regulatory assets under management: $0 in the October 2022 data and $849,302,427 in the October 2026 data. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prime Quadrant serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (19).

**Which custodians does Prime Quadrant use?**
Prime Quadrant's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prime Quadrant report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322068

**What changed in Prime Quadrant's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in NC, OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $849,302,427
- Discretionary: $0
- Non-discretionary: $849,302,427

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 19 | $849,302,427 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, NY, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- primequadrant.com
- LinkedIn @2064318
- LinkedIn @prime-quadrant
- YouTube @PrimeQuadrantYoutube

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 4 | August 8, 2022 |
| October 2023 | $188,183,638 | 5 | September 26, 2023 |
| October 2024 | $354,940,783 | 3 | March 28, 2024 |
| October 2025 | $1,054,845,399 | 4 | July 18, 2025 |
| October 2026 | $849,302,427 | 4 | September 21, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $849,302,427 in the October 2026 data.
Total employees: 4 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in NC, OH.

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $1,054,845,399 to $849,302,427 (-19%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prime Quadrant (CRD 322068): Form ADV filing data as of October 2026.