# Prime Financial Strategies, Inc.

> Prime Financial Strategies, Inc. is a state-registered investment advisory firm in Colorado Springs, CO, registered since 1999, with no regulatory assets under management reported in its Form ADV filing dated March 24, 2026.

- CRD: 113703
- Filed as: PRIME FINANCIAL STRATEGIES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Colorado Springs, CO
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113703
- AdvisorCensus page: https://advisorcensus.com/firm/prime-financial-strategies-inc-colorado-springs-co-113703

## Quick answers

**How is Prime Financial Strategies, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Prime Financial Strategies, Inc. reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Prime Financial Strategies, Inc. located?**
Prime Financial Strategies, Inc.'s principal office is in Colorado Springs, CO, according to its Form ADV.

**Is Prime Financial Strategies, Inc. registered with the SEC or a state?**
Prime Financial Strategies, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 113703.

**What types of clients does Prime Financial Strategies, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (137); high net worth individuals (80); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Prime Financial Strategies, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113703

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 137 | Not reported |
| High net worth individuals | 80 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Other

### Firm details
- Registered since: 1999 (27 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [primefinancialstrategies.com](https://primefinancialstrategies.com)
- Facebook @yourfamilyfinancialfirm
- X @PFS_inc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prime Financial Strategies, Inc. (CRD 113703): Form ADV filing data as of October 2026.