# Pride of the West Financial, LLC

> Pride of the West Financial, LLC is a state-registered investment advisory firm in Severance, CO, registered since 2024, with no regulatory assets under management reported in its Form ADV filing dated January 3, 2026.

- CRD: 331990
- Filed as: PRIDE OF THE WEST FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Severance, CO
- Filing period: October 2026
- Form ADV filing dated: January 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/331990
- AdvisorCensus page: https://advisorcensus.com/firm/pride-of-the-west-financial-llc-severance-co-331990

## Quick answers

**How is Pride of the West Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pride of the West Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Pride of the West Financial, LLC located?**
Pride of the West Financial, LLC's principal office is in Severance, CO, according to its Form ADV.

**Is Pride of the West Financial, LLC registered with the SEC or a state?**
Pride of the West Financial, LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 331990.

**Does Pride of the West Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/331990

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prideofthewestfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pride of the West Financial, LLC (CRD 331990): Form ADV filing data as of October 2026.