# Pricap Advisors LLC

> Pricap Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 159614
- Filed as: PRICAP ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/159614
- AdvisorCensus page: https://advisorcensus.com/firm/pricap-advisors-llc-new-york-ny-159614

## Quick answers

**How is Pricap Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pricap Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Pricap Advisors LLC located?**
Pricap Advisors LLC's principal office is in New York, NY, according to its Form ADV.

**Is Pricap Advisors LLC registered with the SEC or a state?**
Pricap Advisors LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 159614.

**How much does Pricap Advisors LLC manage?**
Pricap Advisors LLC reports $41,657,693 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Pricap Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Pricap Advisors LLC: Regulatory assets under management: $26,118,993 in the October 2021 data and $41,657,693 in the October 2026 data, up 59%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pricap Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (7); individuals (other than high net worth individuals) (4); charitable organizations (3).

**Which custodians does Pricap Advisors LLC use?**
Pricap Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab and JPMorgan Private Bank as custodians holding 10% or more of its separately managed account assets.

**Does Pricap Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159614

**Does Pricap Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "The Adviser generally requires that a client invest a minimum of $ 1,000,000 to open an account and maintain a minimum account size of $1,000,000."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $1,000,000

> The Adviser generally requires that a client invest a minimum of $ 1,000,000 to open an account and maintain a minimum account size of $1,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab
- JPMorgan Private Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $41,657,693
- Discretionary: $41,657,693
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $3,538,536 |
| High net worth individuals | 7 | $24,472,172 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $5,719,754 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,037,185 |
| Charitable organizations | 3 | $3,618,652 |
| Other investment advisers | 1 | $1,271,394 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pricap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $26,118,993 | 2 | March 31, 2021 |
| October 2022 | $35,674,016 | 2 | March 26, 2022 |
| October 2023 | $31,319,193 | 2 | May 1, 2023 |
| October 2024 | $34,264,585 | 2 | March 27, 2024 |
| October 2025 | $40,552,773 | 2 | April 28, 2025 |
| October 2026 | $41,657,693 | 2 | March 30, 2026 |

Regulatory assets under management: $26,118,993 in the October 2021 data and $41,657,693 in the October 2026 data, up 59%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pricap Advisors LLC (CRD 159614): Form ADV filing data as of October 2026.