# Prestige Wealth Management

> Prestige Wealth Management is an SEC-registered investment advisory firm in Southlake, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 336264
- Filed as: PRESTIGE WEALTH MANAGEMENT
- Legal name: Prestige Wealth Management, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Southlake, TX
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336264
- AdvisorCensus page: https://advisorcensus.com/firm/prestige-wealth-management-southlake-tx-336264

## Quick answers

**How is Prestige Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Prestige Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Prestige Wealth Management located?**
Prestige Wealth Management's principal office is in Southlake, TX, according to its Form ADV.

**Is Prestige Wealth Management registered with the SEC or a state?**
Prestige Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336264.

**How much does Prestige Wealth Management manage?**
Prestige Wealth Management reports $148,381,816 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).

**How have Prestige Wealth Management's assets and staff changed since 2025?**
In the Form ADV data for Prestige Wealth Management: Total employees: 6 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prestige Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (275); high net worth individuals (22).

**Which custodians does Prestige Wealth Management use?**
Prestige Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Prestige Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336264

**What changed in Prestige Wealth Management's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $118,820,191 to $148,381,816 (+25%). Employees performing advisory functions went from 3 to 5. Registered or notice-filed in CA, VA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $148,381,816
- Discretionary: $148,381,816
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 275 | $93,308,598 |
| High net worth individuals | 22 | $55,073,218 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, LA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pwealthmgmt.com
- Facebook @PWealthManagement
- Facebook @pwealthmgmt
- LinkedIn @p-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 6 | June 18, 2025 |
| October 2026 | $148,381,816 | 9 | June 23, 2026 |

Total employees: 6 in October 2025 and 9 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $118,820,191 to $148,381,816 (+25%).
- Employees performing advisory functions went from 3 to 5.
- Registered or notice-filed in CA, VA.

### December 2025
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prestige Wealth Management (CRD 336264): Form ADV filing data as of October 2026.