{
  "crd_number": 336264,
  "slug": "prestige-wealth-management-southlake-tx-336264",
  "primary_business_name": "PRESTIGE WEALTH MANAGEMENT",
  "legal_name": "PRESTIGE WEALTH MANAGEMENT, INC.",
  "dbas": [],
  "city": "Southlake",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-05-28",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-06-23",
  "carried_forward": false,
  "raum_total": 148381816.0,
  "raum_discretionary": 148381816.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 9,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 93308598.0,
      "count": 275
    },
    "high_net_worth_individuals": {
      "raum": 55073218.0,
      "count": 22
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "LA",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/PWealthManagement",
    "https://facebook.com/pwealthmgmt",
    "https://linkedin.com/company/p-wealth-management",
    "https://pwealthmgmt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336264",
  "city_as_filed": "SOUTHLAKE",
  "url": "https://advisorcensus.com/firm/prestige-wealth-management-southlake-tx-336264",
  "display_name": "Prestige Wealth Management",
  "summary": "Prestige Wealth Management is an SEC-registered investment advisory firm in Southlake, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.",
  "citation": "AdvisorCensus. Prestige Wealth Management (CRD 336264): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Prestige Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prestige Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Prestige Wealth Management located?",
      "a": "Prestige Wealth Management's principal office is in Southlake, TX, according to its Form ADV."
    },
    {
      "q": "Is Prestige Wealth Management registered with the SEC or a state?",
      "a": "Prestige Wealth Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336264."
    },
    {
      "q": "How much does Prestige Wealth Management manage?",
      "a": "Prestige Wealth Management reports $148,381,816 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Prestige Wealth Management's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Prestige Wealth Management: Total employees: 6 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Prestige Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (275); high net worth individuals (22)."
    },
    {
      "q": "Which custodians does Prestige Wealth Management use?",
      "a": "Prestige Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Prestige Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336264"
    },
    {
      "q": "What changed in Prestige Wealth Management's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $118,820,191 to $148,381,816 (+25%). Employees performing advisory functions went from 3 to 5. Registered or notice-filed in CA, VA."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 6,
      "filing_date": "2025-06-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 148381816.0,
      "total_employees": 9,
      "filing_date": "2026-06-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $118,820,191 to $148,381,816 (+25%).",
        "Employees performing advisory functions went from 3 to 5.",
        "Registered or notice-filed in CA, VA."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in LA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/prestige-wealth-management-southlake-tx-336264.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 275,
      "fewer_than_5": false,
      "raum": 93308598.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 22,
      "fewer_than_5": false,
      "raum": 55073218.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/336264",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}