# Prestige Wealth Management Group, LLC

> Prestige Wealth Management Group, LLC is an SEC-registered investment advisory firm in Flemington, NJ, registered since 2011, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 127381
- Filed as: PRESTIGE WEALTH MANAGEMENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Flemington, NJ
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127381
- AdvisorCensus page: https://advisorcensus.com/firm/prestige-wealth-management-group-llc-flemington-nj-127381

## Quick answers

**How is Prestige Wealth Management Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prestige Wealth Management Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Prestige Wealth Management Group, LLC charge?**
Its Form ADV Part 2A brochure dated March 9, 2026 states: Flat fee: $3,500 to $50,000 (planning and consulting services (stand-alone)). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Prestige Wealth Management Group, LLC located?**
Prestige Wealth Management Group, LLC's principal office is in Flemington, NJ, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Prestige Wealth Management Group, LLC registered with the SEC or a state?**
Prestige Wealth Management Group, LLC is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 127381.

**How much does Prestige Wealth Management Group, LLC manage?**
Prestige Wealth Management Group, LLC reports $666,402,517 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Prestige Wealth Management Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Prestige Wealth Management Group, LLC: Regulatory assets under management: $373,207,917 in the October 2021 data and $666,402,517 in the October 2026 data, up 79%. Total employees: 8 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prestige Wealth Management Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (258); high net worth individuals (182).

**Which custodians does Prestige Wealth Management Group, LLC use?**
Prestige Wealth Management Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prestige Wealth Management Group, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127381

**What changed in Prestige Wealth Management Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $599,368,606 to $666,402,517 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 9, 2026)

- Flat fee: $3,500 to $50,000 (planning and consulting services (stand-alone))

> Registrant’s planning and consulting fees are negotiable, but generally range from $3,500 to $50,000 on a fixed fee basis

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $666,402,517
- Discretionary: $666,402,517
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 258 | $104,685,744 |
| High net worth individuals | 182 | $561,716,773 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2011 (15 years)
- Employees: 13 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, MA, NC, NH, NJ, NY, PA, SC, TX, VA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127381

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Califon, NJ
- Millburn, NJ

### Websites listed on Form ADV (Item 1.I)
- prestigewmg.com
- Facebook @ONLYRETIREONCE
- LinkedIn @ROY-WILLIAMS
- LinkedIn @john-deangelo-cfp
- LinkedIn @michaelwilliamscfp
- X @PRESTIGE_WMG
- YouTube @UCrq_SdDgYzXJCGFTOu5RuvQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $373,207,917 | 8 | September 22, 2021 |
| October 2022 | $430,554,697 | 8 | March 27, 2022 |
| October 2023 | $463,285,994 | 8 | March 16, 2023 |
| October 2024 | $498,489,181 | 12 | May 29, 2024 |
| October 2025 | $599,368,606 | 12 | March 13, 2025 |
| October 2026 | $666,402,517 | 13 | March 10, 2026 |

Regulatory assets under management: $373,207,917 in the October 2021 data and $666,402,517 in the October 2026 data, up 79%.
Total employees: 8 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $599,368,606 to $666,402,517 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prestige Wealth Management Group, LLC (CRD 127381): Form ADV filing data as of October 2026.