# Prescott Investor Services, Inc.

> Prescott Investor Services, Inc. is a state-registered investment advisory firm in Prescott, AZ, registered since 1994, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 114468
- Filed as: PRESCOTT INVESTOR SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Prescott, AZ
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/114468
- AdvisorCensus page: https://advisorcensus.com/firm/prescott-investor-services-inc-prescott-az-114468

## Quick answers

**How is Prescott Investor Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Prescott Investor Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Prescott Investor Services, Inc. located?**
Prescott Investor Services, Inc.'s principal office is in Prescott, AZ, according to its Form ADV.

**Is Prescott Investor Services, Inc. registered with the SEC or a state?**
Prescott Investor Services, Inc. is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 114468.

**How much does Prescott Investor Services, Inc. manage?**
Prescott Investor Services, Inc. reports $60,233,983 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (83% discretionary).

**What types of clients does Prescott Investor Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (13); charitable organizations (9).

**Does Prescott Investor Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114468

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $60,233,983
- Discretionary: $50,076,931
- Non-discretionary: $10,157,052

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $11,479,942 |
| High net worth individuals | 13 | $26,465,809 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $606,455 |
| Charitable organizations | 9 | $21,681,777 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (32 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- Facebook @PRESCOTT-INVESTOR-SERVICES-INC-93112658037

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prescott Investor Services, Inc. (CRD 114468): Form ADV filing data as of October 2026.