# Prescott Group Capital Management L.L.C.

> Prescott Group Capital Management L.L.C. is an SEC-registered investment advisory firm in Tulsa, OK, registered since 2001, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 115220
- Filed as: PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/115220
- AdvisorCensus page: https://advisorcensus.com/firm/prescott-group-capital-management-l-l-c-tulsa-ok-115220

## Quick answers

**How is Prescott Group Capital Management L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Prescott Group Capital Management L.L.C. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Prescott Group Capital Management L.L.C. charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Prescott Group Capital Management L.L.C. located?**
Prescott Group Capital Management L.L.C.'s principal office is in Tulsa, OK, according to its Form ADV.

**Is Prescott Group Capital Management L.L.C. registered with the SEC or a state?**
Prescott Group Capital Management L.L.C. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 115220.

**How much does Prescott Group Capital Management L.L.C. manage?**
Prescott Group Capital Management L.L.C. reports $1,298,388,038 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Prescott Group Capital Management L.L.C.'s assets and staff changed since 2021?**
In the Form ADV data for Prescott Group Capital Management L.L.C.: Regulatory assets under management: $384,379,354 in the October 2021 data and $1,298,388,038 in the October 2026 data, up 238%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prescott Group Capital Management L.L.C. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4); charitable organizations (1).

**Which custodians does Prescott Group Capital Management L.L.C. use?**
Prescott Group Capital Management L.L.C.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Prescott Group Capital Management L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/115220

**What changed in Prescott Group Capital Management L.L.C.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $861,720,013 to $1,298,388,038 (+51%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 1% of assets a year

> We generally charge each of our investors an annual asset-based administrative service allocation equal to 1% of each of their investor capital accounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,298,388,038
- Discretionary: $1,298,388,038
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $1,092,850,393 |
| Charitable organizations | 1 | $205,537,645 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2001 (24 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [prescottcapital.com](https://prescottcapital.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $384,379,354 | 5 | March 3, 2021 |
| October 2022 | $554,961,282 | 5 | March 17, 2022 |
| October 2023 | $616,326,212 | 6 | August 10, 2023 |
| October 2024 | $726,865,865 | 7 | March 26, 2024 |
| October 2025 | $861,720,013 | 6 | March 26, 2025 |
| October 2026 | $1,298,388,038 | 6 | March 27, 2026 |

Regulatory assets under management: $384,379,354 in the October 2021 data and $1,298,388,038 in the October 2026 data, up 238%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $861,720,013 to $1,298,388,038 (+51%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prescott Group Capital Management L.L.C. (CRD 115220): Form ADV filing data as of October 2026.