# Prescott Advisors, LLC

> Prescott Advisors, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 283784
- Filed as: PRESCOTT ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283784
- AdvisorCensus page: https://advisorcensus.com/firm/prescott-advisors-llc-dallas-tx-283784

## Quick answers

**How is Prescott Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Prescott Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Prescott Advisors, LLC located?**
Prescott Advisors, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Prescott Advisors, LLC registered with the SEC or a state?**
Prescott Advisors, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 283784.

**How much does Prescott Advisors, LLC manage?**
Prescott Advisors, LLC reports $217,773,225 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Prescott Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Prescott Advisors, LLC: Regulatory assets under management: $142,031,120 in the October 2021 data and $217,773,225 in the October 2026 data, up 53%. Total employees: 17 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Prescott Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does Prescott Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283784

**What changed in Prescott Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 25 to 21. Regulatory assets under management went from $244,637,755 to $217,773,225 (-11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $217,773,225
- Discretionary: $217,773,225
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $217,773,225 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2017 (8 years)
- Employees: 21 total, 21 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- prescottgroup.com
- LinkedIn @prescottgroup

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $142,031,120 | 17 | April 19, 2021 |
| October 2022 | $287,094,381 | 22 | March 31, 2022 |
| October 2023 | $313,490,195 | 31 | March 30, 2023 |
| October 2024 | $234,099,775 | 31 | March 29, 2024 |
| October 2025 | $244,637,755 | 25 | March 25, 2025 |
| October 2026 | $217,773,225 | 21 | March 24, 2026 |

Regulatory assets under management: $142,031,120 in the October 2021 data and $217,773,225 in the October 2026 data, up 53%.
Total employees: 17 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 25 to 21.
- Regulatory assets under management went from $244,637,755 to $217,773,225 (-11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Prescott Advisors, LLC (CRD 283784): Form ADV filing data as of October 2026.