# Premium 72 Capital

> Premium 72 Capital is an SEC-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 284519
- Filed as: PREMIUM 72 CAPITAL
- Legal name: Premium 72 Capital, LLC
- Also doing business as: PREMIUM 72 CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284519
- AdvisorCensus page: https://advisorcensus.com/firm/premium-72-capital-284519

## Quick answers

**How is Premium 72 Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Premium 72 Capital reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Premium 72 Capital registered with the SEC or a state?**
Premium 72 Capital is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 284519.

**How much does Premium 72 Capital manage?**
Premium 72 Capital reports $10,000,000 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).

**How have Premium 72 Capital's assets and staff changed since 2021?**
In the Form ADV data for Premium 72 Capital: Regulatory assets under management: $226,256,088 in the October 2021 data and $10,000,000 in the October 2026 data, down 96%. Total employees: 12 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Premium 72 Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10).

**Does Premium 72 Capital report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.G (pending regulatory proceeding) and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284519

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $10,000,000
- Discretionary: $10,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $10,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.G: Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284519

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $226,256,088 | 12 | March 26, 2021 |
| October 2022 | $232,927,198 | 9 | March 31, 2022 |
| October 2023 | $70,500,000 | 4 | April 27, 2023 |
| October 2024 | $10,000,000 | 2 | August 28, 2024 |
| October 2025 | $10,000,000 | 2 | March 31, 2025 |
| October 2026 | $10,000,000 | 2 | March 9, 2026 |

Regulatory assets under management: $226,256,088 in the October 2021 data and $10,000,000 in the October 2026 data, down 96%.
Total employees: 12 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Premium 72 Capital (CRD 284519): Form ADV filing data as of October 2026.