# Preisz Financial

> Preisz Financial is an SEC-registered investment advisory firm in Portland, OR, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 144469
- Filed as: PREISZ FINANCIAL
- Legal name: Preisz Associates, Inc.
- Also doing business as: PREISZ FINANCIAL
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144469
- AdvisorCensus page: https://advisorcensus.com/firm/preisz-financial-portland-or-144469

## Quick answers

**How is Preisz Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Preisz Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Preisz Financial located?**
Preisz Financial's principal office is in Portland, OR, according to its Form ADV.

**Is Preisz Financial registered with the SEC or a state?**
Preisz Financial is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 144469.

**How much does Preisz Financial manage?**
Preisz Financial reports $701,681,920 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (58% discretionary).

**How have Preisz Financial's assets and staff changed since 2021?**
In the Form ADV data for Preisz Financial: Regulatory assets under management: $492,918,763 in the October 2021 data and $701,681,920 in the October 2026 data, up 42%. Total employees: 9 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Preisz Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (195); pension and profit sharing plans (but not the plan participants or government pension plans) (102); high net worth individuals (49).

**Which custodians does Preisz Financial use?**
Preisz Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Empower Financial Services, Inc. (affiliated with the firm), John Hancock Investment Management Distributors LLC (affiliated with the firm), LPL Financial LLC and The Standard as custodians holding 10% or more of its separately managed account assets.

**Does Preisz Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144469

**What changed in Preisz Financial's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $612,791,505 to $701,681,920 (+15%). Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Empower Financial Services, Inc. (affiliated with the firm)
- John Hancock Investment Management Distributors LLC (affiliated with the firm)
- LPL Financial LLC
- The Standard

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $701,681,920
- Discretionary: $410,250,889
- Non-discretionary: $291,431,031

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 195 | $61,226,297 |
| High net worth individuals | 49 | $92,973,312 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 102 | $547,482,311 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 10 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- preisz.com
- preiszinsurance.com
- LinkedIn @PREISZ-FINANCIAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $492,918,763 | 9 | September 14, 2021 |
| October 2022 | $568,186,575 | 9 | March 16, 2022 |
| October 2023 | $480,797,782 | 9 | May 1, 2023 |
| October 2024 | $552,892,135 | 9 | July 19, 2024 |
| October 2025 | $612,791,505 | 9 | March 31, 2025 |
| October 2026 | $701,681,920 | 10 | March 27, 2026 |

Regulatory assets under management: $492,918,763 in the October 2021 data and $701,681,920 in the October 2026 data, up 42%.
Total employees: 9 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $612,791,505 to $701,681,920 (+15%).
- Registered or notice-filed in TX.

### January 2026
- No longer registered or notice-filed in CA, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Preisz Financial (CRD 144469): Form ADV filing data as of October 2026.