{
  "crd_number": 144469,
  "slug": "preisz-financial-portland-or-144469",
  "primary_business_name": "PREISZ FINANCIAL",
  "legal_name": "PREISZ ASSOCIATES, INC.",
  "dbas": [
    "PREISZ FINANCIAL"
  ],
  "city": "Portland",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-04-18",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 701681920.0,
  "raum_discretionary": 410250889.0,
  "raum_non_discretionary": 291431031.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 10,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 61226297.0,
      "count": 195
    },
    "pension_profit_sharing": {
      "raum": 547482311.0,
      "count": 102
    },
    "high_net_worth_individuals": {
      "raum": 92973312.0,
      "count": 49
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://linkedin.com/COMPANY/PREISZ-FINANCIAL",
    "https://preisz.com",
    "https://preiszinsurance.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144469",
  "city_as_filed": "PORTLAND",
  "url": "https://advisorcensus.com/firm/preisz-financial-portland-or-144469",
  "display_name": "Preisz Financial",
  "summary": "Preisz Financial is an SEC-registered investment advisory firm in Portland, OR, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Preisz Financial (CRD 144469): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Preisz Financial compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Preisz Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Preisz Financial charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Flat fee: $500 to $6,000 a year (financial planning clients); Hourly rate: $250 an hour (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Preisz Financial located?",
      "a": "Preisz Financial's principal office is in Portland, OR, according to its Form ADV."
    },
    {
      "q": "Is Preisz Financial registered with the SEC or a state?",
      "a": "Preisz Financial is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 144469."
    },
    {
      "q": "How much does Preisz Financial manage?",
      "a": "Preisz Financial reports $701,681,920 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (58% discretionary)."
    },
    {
      "q": "How have Preisz Financial's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Preisz Financial: Regulatory assets under management: $492,918,763 in the October 2021 data and $701,681,920 in the October 2026 data, up 42%. Total employees: 9 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Preisz Financial serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (195); pension and profit sharing plans (but not the plan participants or government pension plans) (102); high net worth individuals (49)."
    },
    {
      "q": "Which custodians does Preisz Financial use?",
      "a": "Preisz Financial's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Empower Financial Services, Inc. (affiliated with the firm), John Hancock Investment Management Distributors LLC (affiliated with the firm), LPL Financial LLC and The Standard as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Preisz Financial report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144469"
    },
    {
      "q": "What changed in Preisz Financial's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $612,791,505 to $701,681,920 (+15%). Registered or notice-filed in TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 492918763.0,
      "total_employees": 9,
      "filing_date": "2021-09-14"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 568186575.0,
      "total_employees": 9,
      "filing_date": "2022-03-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 480797782.0,
      "total_employees": 9,
      "filing_date": "2023-05-01"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 552892135.0,
      "total_employees": 9,
      "filing_date": "2024-07-19"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 612791505.0,
      "total_employees": 9,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 701681920.0,
      "total_employees": 10,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 7 to 8.",
        "Regulatory assets under management went from $612,791,505 to $701,681,920 (+15%).",
        "Registered or notice-filed in TX."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in CA, TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $6,000 a year (financial planning clients)",
      "Hourly rate: $250 an hour (consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $6,000 a year (financial planning clients)"
        ],
        "quotes": [
          "We charge financial planning clients fixed annual fees, typically ranging from $500 to $6,000 per year, depending on each client’s circumstances and the nature and complexity of the services provided."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 an hour (consulting services)"
        ],
        "quotes": [
          "We charge clients negotiable, consulting fees on either an hourly rate or fixed fee basis. The standard hourly rate is $250 for consulting services."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 6000.0,
          "period": "annual",
          "service": "financial planning clients"
        },
        {
          "kind": "hourly",
          "amount": 250.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "consulting services"
        }
      ]
    },
    "quotes": [
      "We charge financial planning clients fixed annual fees, typically ranging from $500 to $6,000 per year, depending on each client’s circumstances and the nature and complexity of the services provided.",
      "We charge clients negotiable, consulting fees on either an hourly rate or fixed fee basis. The standard hourly rate is $250 for consulting services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Empower Financial Services, Inc.",
      "name_as_filed": "EMPOWER FINANCIAL SERVICES, INC.",
      "affiliated": true
    },
    {
      "name": "John Hancock Investment Management Distributors LLC",
      "name_as_filed": "JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC",
      "affiliated": true
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "The Standard",
      "name_as_filed": "THE STANDARD",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/preisz-financial-portland-or-144469.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 195,
      "fewer_than_5": false,
      "raum": 61226297.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 49,
      "fewer_than_5": false,
      "raum": 92973312.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 102,
      "fewer_than_5": false,
      "raum": 547482311.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144469",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}