{
  "crd_number": 288153,
  "slug": "prairie-rivers-investments-llc-robinson-il-288153",
  "primary_business_name": "PRAIRIE RIVERS INVESTMENTS, LLC",
  "legal_name": "PRAIRIE RIVERS INVESTMENTS, LLC",
  "dbas": [],
  "city": "Robinson",
  "state": "IL",
  "country": "United States",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2017-06-27",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 249261888.0,
  "raum_discretionary": 249261888.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 53540082.0,
      "count": 13
    },
    "individuals": {
      "raum": 91938647.0,
      "count": 243
    },
    "other_investment_advisers": {
      "raum": 3130.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 102063099.0,
      "count": 37
    },
    "corporations_other_businesses": {
      "raum": 1716930.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "IN",
    "OH",
    "TX"
  ],
  "websites": [
    "https://ourpri.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288153",
  "city_as_filed": "ROBINSON",
  "url": "https://advisorcensus.com/firm/prairie-rivers-investments-llc-robinson-il-288153",
  "display_name": "Prairie Rivers Investments, LLC",
  "summary": "Prairie Rivers Investments, LLC is an SEC-registered investment advisory firm in Robinson, IL, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Prairie Rivers Investments, LLC (CRD 288153): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Prairie Rivers Investments, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Prairie Rivers Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Prairie Rivers Investments, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Flat fee: $500 to $25,000 (financial plans); Hourly rate: $400 an hour (financial planning fees); Hourly rate: $500 an hour (Employer Sponsored Retirement Plan Consulting Fees); Hourly rate: $150 an hour (Long Term Care planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Prairie Rivers Investments, LLC located?",
      "a": "Prairie Rivers Investments, LLC's principal office is in Robinson, IL, according to its Form ADV."
    },
    {
      "q": "Is Prairie Rivers Investments, LLC registered with the SEC or a state?",
      "a": "Prairie Rivers Investments, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288153."
    },
    {
      "q": "How much does Prairie Rivers Investments, LLC manage?",
      "a": "Prairie Rivers Investments, LLC reports $249,261,888 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Prairie Rivers Investments, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Prairie Rivers Investments, LLC: Regulatory assets under management: $157,075,060 in the October 2021 data and $249,261,888 in the October 2026 data, up 59%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Prairie Rivers Investments, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (243); high net worth individuals (37); charitable organizations (13)."
    },
    {
      "q": "Which custodians does Prairie Rivers Investments, LLC use?",
      "a": "Prairie Rivers Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James and Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Prairie Rivers Investments, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288153"
    },
    {
      "q": "What changed in Prairie Rivers Investments, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $216,155,911 to $249,261,888 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 157075060.0,
      "total_employees": 3,
      "filing_date": "2021-02-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 189489354.0,
      "total_employees": 5,
      "filing_date": "2022-02-18"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 172600041.0,
      "total_employees": 5,
      "filing_date": "2023-03-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 191646137.0,
      "total_employees": 5,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 216155911.0,
      "total_employees": 5,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 249261888.0,
      "total_employees": 5,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $216,155,911 to $249,261,888 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $25,000 (financial plans)",
      "Hourly rate: $400 an hour (financial planning fees)",
      "Hourly rate: $500 an hour (Employer Sponsored Retirement Plan Consulting Fees)",
      "Hourly rate: $150 an hour (Long Term Care planning fees)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $25,000 (financial plans)"
        ],
        "quotes": [
          "Fixed fees for financial plans range from $500 to $25,000. The specific fixed fee for your financial plan is specified in your planning agreement with Prairie Rivers Investments."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $400 an hour (financial planning fees)"
        ],
        "quotes": [
          "Under our hourly arrangement, financial planning fees are billed at an hourly rate up to $400.00 per hour depending on the complexity of the client’s financial situation."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (Employer Sponsored Retirement Plan Consulting Fees)"
        ],
        "quotes": [
          "Employer Sponsored Retirement Plan Consulting Fees: Consultation services for employer sponsored retirement plans are billable as hourly or fixed fee. The hourly rate can be up to $500 per hour, depending on the scope of services provided"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $150 an hour (Long Term Care planning fees)"
        ],
        "quotes": [
          "Long Term Care planning fees are billed at an hourly rate up to $150 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 25000.0,
          "period": "one_time",
          "service": "financial plans"
        },
        {
          "kind": "hourly",
          "amount": 400.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning fees"
        },
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Employer Sponsored Retirement Plan Consulting Fees"
        },
        {
          "kind": "hourly",
          "amount": 150.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Long Term Care planning fees"
        }
      ]
    },
    "quotes": [
      "Fixed fees for financial plans range from $500 to $25,000. The specific fixed fee for your financial plan is specified in your planning agreement with Prairie Rivers Investments.",
      "Under our hourly arrangement, financial planning fees are billed at an hourly rate up to $400.00 per hour depending on the complexity of the client’s financial situation.",
      "Employer Sponsored Retirement Plan Consulting Fees: Consultation services for employer sponsored retirement plans are billable as hourly or fixed fee. The hourly rate can be up to $500 per hour, depending on the scope of services provided",
      "Long Term Care planning fees are billed at an hourly rate up to $150 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James and Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES AND ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/prairie-rivers-investments-llc-robinson-il-288153.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 243,
      "fewer_than_5": false,
      "raum": 91938647.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 37,
      "fewer_than_5": false,
      "raum": 102063099.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 13,
      "fewer_than_5": false,
      "raum": 53540082.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": null,
      "fewer_than_5": true,
      "raum": 3130.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 1716930.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/288153",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}